HomeWebcastThe Broker-Dealer Regulation: Trends, Developments, and What Lies Ahead
 CLE

The Broker-Dealer Regulation: Trends, Developments, and What Lies Ahead

Live Webcast Date: Wednesday, August 12, 2020 from 3:00 pm to 5:00 pm (ET)
Securities Law (CLE)Live Webcast
Registration & Pricing Options
Add to Calendar 08/12/2020 3:00 pm 08/12/2020 5:00 pm America/New_York The Knowledge Group Webinar: The Broker-Dealer Regulation: Trends, Developments, and What Lies Ahead If you haven’t registered for this event please click here:https://www.theknowledgegroup.org/checkout/?add-to-cart=174546\r\n https://www.theknowledgegroup.org/webcasts/the-broker-dealer-regulation/

In this LIVE Webcast a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in The Broker-Dealer Regulation: Trends, Developments, and What Lies Ahead. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group Webinar

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   NONE

Course Code:
   148841

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

No Access

You are not logged in. Please or register to the event to gain access to the materials and login instructions.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Ultimate Value Annual Program

Bring a colleague for only $149, a savings of $50 per additional attendee.

  • Unlimited Access to Live & Recorded Webcasts
  • Instant Access to Course Materials
  • And More!

$199