Self Assessments & the Examination Process for Banks & Financial Institutions
Overview:
Learn how banks can do their own self assessments in areas such as Bank Secrecy Act, IT and Data Security, Community Reinvestment Act, SOX internal controls, and Credit Quality. As examiners devote more of their examination time off-site, this will help you learn to automate the examination process.Produced by The Knowledge Congress, this two-hour LIVE webcast will provide the information you need in these.Agenda:
Who Should Attend:
Bank supervisors
Risk managers
Compliance Officers
Bank Auditors
Banking Lawyers & Consultants
Financial Insitutions' Executives
Corporate Security
Michael L. Brosnan was named Deputy Comptroller for Large Banks at the Office of the Comptroller of the Currency (OCC) …
Kris Easter manages the legal branch in the Office of the Chief Counsel, of the SEC’s Office of Compliance Inspections …
Jon D. Hertzke is a Branch Chief in the United States Securities and Exchange Commission’s Office of Compliance Inspections and …
Ellen Zimiles, Daylight’s co-founder and CEO, has more than 23 years of litigation and investigation experience, including 10 years as …
Mary Beth serves as the Senior Vice President for Supervisory Processes at the Conference of State Bank Supervisors (CSBS). In …
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
On-demand Webcast (CLE)
Prerequisite:
NONE
Course Code:
083776
Total Credits:
2.0 CLE
Login Instructions:
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SPEAKERS' FIRMS:
Office of the Comptroller of the Currency
US Securities and Exchange Commission
Daylight Forensic & Advisory LLC
Conference of State Bank Supervisors
About
Daylight Forensic & Advisory is an international regulatory consulting and investigative firm specializing in financial investigations and forensic accounting, anti-money laundering consulting, regulatory compliance, forensic technology services, healthcare compliance, and fraud risk management. Daylight Forensic’s professionals have unparalleled legal, law enforcement and "Big Four" accounting experience, letting the firm address almost any corporate or government investigation. Daylight has three U.S. offices and an EU-compliant electronic discovery lab and office in London from which it serves private and public clients around the world. Daylight is EU Safe Harbor Certified.
Website: Daylight Forensic & Advisory