Navigating the Securities Fraud Litigation Landscape: What You Need to Know

Live Date: Wednesday, April 21, 2021 from 3:00 pm to 5:00 pm (ET)
Recording Available: Thursday, April 22, 2021

Overview:

The 2019 Supreme Court (SC) decision in Lorenzo v. SEC created a significant impact on the legal application of the Securities and Exchange Commission’s (SEC) Rule 10b-5 on fraudulent securities transactions. The decision emphasized and made important clarifications on the rules’ provision and interpretation. However, the decision also left some ambiguities that may potentially lead to risks and confusion on the scope of future cases.

As the recent decision continues to impact and influence current related cases, plaintiffs, defendants, and counsel must carefully understand its effects and underlying risks to devise advanced practical steps in protecting clients.

In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide an in-depth analysis of the recent updates and critical issues surrounding securities transactions in light of the Lorenzo decision. Speakers will discuss its effects on pending and future cases while identifying key strategies to help avoid legal issues and pitfalls when the same situation arises.

Some of the major topics that will be covered in this course are:

The Securities Fraud Landscape: Trends and Developments
Implications of Lorenzo’s Case Decision
Red Flags and Pitfalls
Best Practices
Outlook

Agenda:

Douglas P. Baumstein Esq., Partner
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Who Should Attend:

Securities and Finance Lawyers
Finance Officers
Senior Financial Professionals
Financial Crime Attorneys & Consultants
Chief Financial Officers
General Counsel
Attorneys and Consultants for Financial Companies

Douglas P. Baumstein Esq. Partner Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Course Level:
Intermediate

Advance Preparation:
Print and review course materials

Method of Presentation:
Live Webcast

Prerequisite:
General knowledge of securities fraud

Course Code:
148617

NY Category of CLE Credit:
Areas of Professional Practice

Total Credits:
2.0 CLE

Add to Calendar 04/21/2021 3:00 pm 04/21/2021 5:00 pm America/New_York The Knowledge Group Webinar: Navigating the Securities Fraud Litigation Landscape: What You Need to Know If you haven’t registered for this event please click here:https://www.theknowledgegroup.org/cart/?add-to-cart=150292\r\n The 2019 Supreme Court (SC) decision in Lorenzo v. SEC created a significant impact on the legal application of the Securities and Exchange Commission’s (SEC) Rule 10b-5 on fraudulent securities transactions. The decision emphasized and made important clarifications on the rules’ provision and interpretation. However, the decision also left some ambiguities that may potentially lead to risks and confusion on the scope of future cases. \n \nAs the recent decision continues to impact and influence current related cases, plaintiffs, defendants, and counsel must carefully understand its effects and underlying risks to devise advanced practical steps in protecting clients. \n \nIn this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide an in-depth analysis of the recent updates and critical issues surrounding securities transactions in light of the Lorenzo decision. Speakers will discuss its effects on pending and future cases while identifying key strategies to help avoid legal issues and pitfalls when the same situation arises. \n \nSome of the major topics that will be covered in this course are: \n \n \n The Securities Fraud Landscape: Trends and Developments \n Implications of Lorenzo’s Case Decision \n Red Flags and Pitfalls \n Best Practices \n Outlook \n https://www.theknowledgegroup.org/webcasts/securities-fraud-liability-landscape/