Navigating the Securities Fraud Litigation Landscape: What You Need to Know
Recording Available: Thursday, April 22, 2021
Overview:
The 2019 Supreme Court (SC) decision in Lorenzo v. SEC created a significant impact on the legal application of the Securities and Exchange Commission’s (SEC) Rule 10b-5 on fraudulent securities transactions. The decision emphasized and made important clarifications on the rules’ provision and interpretation. However, the decision also left some ambiguities that may potentially lead to risks and confusion on the scope of future cases.
As the recent decision continues to impact and influence current related cases, plaintiffs, defendants, and counsel must carefully understand its effects and underlying risks to devise advanced practical steps in protecting clients.
In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide an in-depth analysis of the recent updates and critical issues surrounding securities transactions in light of the Lorenzo decision. Speakers will discuss its effects on pending and future cases while identifying key strategies to help avoid legal issues and pitfalls when the same situation arises.
Some of the major topics that will be covered in this course are:
- The Securities Fraud Landscape: Trends and Developments
- Implications of Lorenzo’s Case Decision
- Red Flags and Pitfalls
- Best Practices
- Outlook
Agenda:
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Who Should Attend:
- Securities and Finance Lawyers
- Finance Officers
- Senior Financial Professionals
- Financial Crime Attorneys & Consultants
- Chief Financial Officers
- General Counsel
- Attorneys and Consultants for Financial Companies
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
Live Webcast
Prerequisite:
General knowledge of securities fraud
Course Code:
148617
NY Category of CLE Credit:
Areas of Professional Practice
Total Credits:
2.0 CLE
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SPEAKER'S FIRM:
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
About Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Website: https://www.mintz.com/