SEC Proposed Amendments to Form ADV and the Recordkeeping Rule in 2016 Explored

Broadcast Date: Wednesday, February 17, 2016 from 12:00 pm to 2:00 pm (ET)
Daniel G. Viola
Kimberly M. Versace

SPEAKERS' FIRMS:

About Sadis & Goldberg LLP

Sadis & Goldberg LLP is a leading New York based law firm focused on delivering sophisticated and creative legal solutions in a highly professional manner.  The Firm is internationally recognized for its financial services practice that consists of representing several hundred investment advisers and related investment entities (including hedge funds, private equity funds and venture capital funds).  Similarly, the Firm provides regulatory and compliance advice and representation in connection with SEC enforcement proceedings.  Notwithstanding the emphasis on the financial services industry, the Firm also provides a full range of tax, litigation, real estate, intellectual property and corporate services to its clients.

Website: https://www.sglawyers.com/

About Richards Kibbe & Orbe LLP

Richards Kibbe & Orbe LLP is an elite boutique law firm focused on the financial sector. For more than 25 years, RK&O has represented financial firms in transactions, compliance and litigation, and has consistently been at the forefront of emerging legal issues and investment activities. The sophistication and intensity that have made RK&O a leader in complex financial transactions and compliance issues have also driven its success in representing institutional clients, funds and individuals confronting government investigations, securities law violations and complex business disputes.

RK&O conducts a highly collaborative practice through approximately 65 lawyers based in New York, Washington, D.C. and London.  With a long track record of achieving positive outcomes for clients, RK&O attorneys are recognized as being among the most qualified legal practitioners in the financial services sector, both in the U.S. and around the globe.

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