SEC Investigations, Accounting and Disclosure Fraud: Critical Issues for 2014 and Beyond

Broadcast Date: Monday, October 20, 2014 from 10:00 am to 12:00 pm (ET)
business partners discussing project
Tony Jordan
Mary Kreidell CPA, CFE, CFF
Jay A. Dubow
Christopher Davies


About Ernst & Young LLP


Dealing with potential fraud, regulatory compliance and business disputes can detract from your focus on success. Better management of fraud and compliance risks is a critical business priority – no matter what your industry sector. More than 2,500 EY fraud investigation and dispute professionals around the world have the analytical and technical skills necessary to quick and effective financial and other investigations and electronic data analysis. Working closely with you and your legal advisors, EY’s multidisciplinary and culturally aligned teams bring an objective and fresh approach to these challenging situations, wherever you are in the world. EY works to give you the benefit of its broad sector experience,  deep subject matter knowledge and the latest insights from its work worldwide. 


About McGladrey LLP

McGladrey is a leading provider of assurance, tax and consulting services. We guide our clients through complex business challenges by understanding their needs and bringing together the right team to address them. With more than 6,700 people in 75 U.S. cities and access to more than 32,000 people in 100 countries through our membership in RSM International, we can meet our clients’ needs wherever in the world they do business.

McGladrey’s Litigation Consulting and Financial Investigation practice provides analytical and investigative services to major law firms, corporate counsel, governmental entities and corporate executive management involved in complex financial matters. 


About Pepper Hamilton LLP

Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the nation and the world.

Pepper’s Securities and Financial Services Enforcement Group is a client-centric group of lawyers with particularized expertise in the enforcement process. The group was created to recognize the reality that companies that provide financial services are multi-faceted and, therefore, are subject to a wide range of regulatory regimes. Our goal is to meet you, the client, where you are; not to try to pigeon-hole your needs into a pre-existing practice group. To that end, we have combined the talents of many lawyers with different areas of expertise into one cohesive unit with a singular goal in mind: To help public and private companies providing financial services weather the storm of an ever-expanding regulatory and litigious environment and respond rapidly and forcefully to increased scrutiny by the government, its agencies and self-regulatory organizations.

The Dodd-Frank Wall Street Reform and Consumer Protection Act made many sweeping changes to the regulatory oversight of the financial services industry – including public companies and their employees. We are here to help you navigate through these dangerous waters.


About Wilmer Cutler Pickering Hale and Dorr LLP

WilmerHale has 1,000 lawyers in 14 cities in the United States, Europe and Asia.  We offer a comprehensive range of practice areas, organized to meet our clients’ legal needs and to facilitate their success. For decades, sophisticated market participants, corporate clients and individuals have trusted WilmerHale to represent them in their most difficult legal matters, in areas as diverse as securities enforcement and litigation, intellectual property, government and regulatory litigation, and corporate governance.