SEC Examinations of Investment Advisers and Privately-Managed Funds for Compliance with the Federal Securities Laws

Broadcast Date: Friday, July 26, 2013 from 12:00 pm to 2:00 pm (ET)
justice scale on top of a table
Marc Wyatt
Bob Zink, CPA
Kris Easter
Heather L. Traeger
Kimberly M. Versace

SPEAKERS' FIRMS:

About U.S. Securities and Exchange Commission

About Arthur Bell

Arthur Bell has focused on the hedge fund and managed futures industry since 1974, so clients can rely on our experience, client service and quality track record to keep them and their investors safe. Our services include audit & assurance, tax planning and compliance, performance analysis, investor representation, consulting, and family office services for hedge funds, commodity pools, funds of funds, investment advisers, broker-dealers, principals, high net worth individuals, trusts, and foundations.

Website: https://www.arthurbellcpas.com/

About O’Melveny & Myers LLP

With approximately 800 lawyers in 16 offices worldwide, O’Melveny & Myers LLP helps industry leaders across a broad array of sectors manage the complex challenges of succeeding in the global economy. We are a values-driven law firm, guided by the principles of excellence, leadership, and citizenship. Our commitment to these values is reflected in our dedication to improving access to justice through pro bono work and championing initiatives that increase the diversity of the legal profession. For more information, please visitwww.omm.com

About Richards Kibbe & Orbe LLP

With approximately 75 lawyers in New York, Washington, D.C. and London, Richards Kibbe & Orbe LLP provides innovative legal solutions to a sophisticated range of clients across the investment and business spectrum, from hedge funds and investment banks to corporate boards and businesses enterprises.

Website: https://www.rkollp.com/

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