HomeWebcastComplying with SEC and FINRA’s Examination Priorities: What You Must Know and Do
Online CLE SEC & FINRA’s Examination Priorities CLE

Complying with SEC and FINRA’s Examination Priorities: What You Must Know and Do

Live Webcast Date: Tuesday, January 21, 2020 from 3:00 pm to 5:00 pm (ET)
CLE Commercial/Consumer LawLive Webcast
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Add to Calendar 01/21/2020 2:00 pm 01/21/2020 5:00 pm America/New_York The Knowledge Group Webinar: Complying with SEC and FINRA’s Examination Priorities: What You Must Know and Do The event starts in an hour. If you have not registered, please go to the link below to sign up today.https://www.theknowledgegroup.org/checkout/?add-to-cart=145508\r\n https://www.theknowledgegroup.org/webcasts/sec-and-finras-examination/

Online CLE SEC & FINRA’s Examination Priorities

In this LIVE Webcast a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in Complying with SEC and FINRA’s Examination Priorities: What You Must Know and Do. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group Online CLE SEC & FINRA’s Examination Priorities Webinar

Online CLE SEC & FINRA’s Examination Priorities

Online CLE SEC & FINRA’s Examination Priorities

Online CLE SEC & FINRA’s Examination Priorities

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   NONE

Course Code:
   148503

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

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