The SEC 2016 Examination Priorities: Exploring Recent Trends and Developments

Broadcast Date: Wednesday, June 22, 2016 from 10:00 am to 12:00 pm (ET)
Consumer Law
Brian L Friedman
Daniel G. Viola
Aegis J. Frumento
Omar Hakim, Esq.


About Proskauer Rose LLP

Proskauer is a global law firm recognized for its excellence both in practicing law and serving clients. We are trusted advisors to many of the world’s top companies, financial institutions, investment funds, not-for-profit institutions, governmental entities and other organizations across industries and borders. With 700+ lawyers in 13 offices and approximately 50 areas of practice, we have the capabilities, experience and creativity to guide our clients through their most important legal and business challenges.


About Sadis & Goldberg LLP

Sadis & Goldberg LLP is a leading New York based law firm focused on delivering sophisticated and creative legal solutions in a highly professional manner. The Firm is internationally recognized for its financial services practice that consists of representing several hundred investment advisers and related investment entities (including hedge funds, private equity funds, commodity pools, and venture capital funds). Similarly, the Firm provides regulatory and compliance advice and representation in connection with SEC enforcement proceedings. Notwithstanding the emphasis on the financial services industry, the Firm also provides a full range of tax, litigation, real estate, intellectual property and corporate services to its clients.


About Stern Tannenbaum & Bell LLP

STERN TANNENBAUM & BELL LLP was founded in March 2007 with the goal of providing the highest quality legal services in the most efficient and cost-effective way. The Firm’s smaller, more collegial setting allows them to provide individualized attention to all clients at sensible rates.

The Firm is comprised of highly sophisticated, experienced attorneys, trained at some of the nation’s premier law firms. They are committed to hard work and exacting standards.

There is no typical client of the Firm. Rather, their client base is large and varied, operating in widely diverse geographic areas and industries. What their clients do have in common is the Firm’s dedication to understanding each client’s business and needs.

The Firm is dedicated to pro bono service and civic and community activities, and its lawyers devote much time and effort to these pursuits.


About Mona Shah & Associates

Mona Shah & Associates is highly regarded in the EB-5 field and boasts a special edge in their EB-5 practice. MSA have assisted many investors and EB-5 Projects and Regional Centers in navigating this complex, nuanced, and constantly changing area of immigration law. The legal team at MSA continuously follow the frequently changing interpretations of USCIS’ EB-5 regulations and policy guidelines as well among others. We regularly update our blog, commenting on newsworthy items. Likewise, our China practice group also provides advice to US-based clients who seek to access the Chinese capital market.