Establishing an Effective and Efficient Third Party Risk Management Program for Financial Institutions

Broadcast Date: Thursday, May 04, 2017 from 11:00 am to 1:00 pm (ET)
Subharun Mukherjee
Chris Monk
Mark T. Dabertin
Steven Slavens


About MetricStream Inc.

MetricStream, the independent market leader in enterprise and cloud applications for Governance, Risk, Compliance (GRC) and

Quality Management, makes GRC simple. MetricStream apps improve business performance by strengthening risk management,

corporate governance, regulatory compliance, vendor governance, and quality management for hundreds of thousands of users

in dozens of industries, including Financial Services, Healthcare, Life Sciences, Energy and Utilities, Food, Retail, CPG, Government,

Hi-Tech and Manufacturing. MetricStream is headquartered in Palo Alto, California, with an operations and R&D center in

Bangalore, India, and sales and operations support in 12 other cities globally. (


About Protiviti Inc.

Protiviti is a global consulting firm that helps companies solve problems in finance, technology, operations, governance, risk and internal audit, and has served more than 60 percent of Fortune 1000® and 35 percent of Fortune Global 500® companies. Protiviti and our independently owned Member Firms serve clients through a network of more than 70 locations in over 20 countries. We also work with smaller, growing companies, including those looking to go public, as well as with government agencies.

Ranked 57 on the 2016 Fortune 100 Best Companies to Work For® list, Protiviti is a wholly owned subsidiary of Robert Half (NYSE: RHI). Founded in 1948, Robert Half is a member of the S&P 500 index.


About Pepper Hamilton LLP

Formed in 1890, Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the nation and the world.

The financial services industry is changing rapidly. The expansion of financial institutions into new areas – securities, mutual funds, hedge funds and insurance – requires a group that has the breadth and depth to handle all these needs, needs met by the lawyers in Pepper’s Financial Services group.

Representing lenders in transactions is a significant part of our work.   We also represent corporate clients in their borrowings; represent clients in asset sales and securitization transactions, representing issuers of public and private debt securities, beneficial holders of such securities and trustees; counsel our bank clients in hostile takeover attempts, auction processes for possible sales, and other corporate governance matters.

The list of federal agencies, laws and regulations that govern banks and other financial institutions seems endless and ever-growing. Add the overlay of state regulation on many institutions, and the picture gets even more complex. We also help commercial banks, bank holding companies, foreign banks, mortgage finance companies, and savings and loans to comply with all regulatory requirements.


About Torys LLP

Torys LLP is an international business law firm that works with clients who expect the best advice and exceptional service. Torys’ dedication to excellence across practice areas and industries has resulted in an enviable record of experience in Canada and globally. Teamwork is one of the firm’s distinguishing features, reflected in all aspects of how the firm partners with clients and collaborates internally. Long-standing clients continue to retain Torys not only for its excellent service and legal expertise, but also because of a shared value for lasting partnerships based on trust and respect.