HomeWebcastPrivate Equity and the SEC: Enforcement Trends and Updates
Online CLE Private Equity CLE

Private Equity and the SEC: Enforcement Trends and Updates

Live Webcast Date: Friday, October 11, 2019 from 3:00 pm to 5:00 pm (ET)
SEC CLE & CPELive Webcast
Listen Live/On-Demand
Add to Calendar 10/11/2019 3:00 pm 10/11/2019 5:00 pm America/New_York The Knowledge Group Webinar: Private Equity and the SEC: Enforcement Trends and Updates If you haven’t registered for this event please click here:https://www.theknowledgegroup.org/checkout/?add-to-cart=134123\r\n As the SEC continues its crackdown on private equity fund managers, it is imperative for these professionals to evaluate their expense allocation processes and ensure maximum compliance. \n \nIn this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide an in-depth analysis of the recent SEC enforcement trends and developments concerning private equity funds. Speakers will also offer the best compliance practices in light of the regulatory updates.  \n \nKey topics include: \n \n \n Private Equity Funds and the SEC – Enforcement Updates \n Notable Cases \n Potential Risks and Pitfalls \n Best Compliance Practices \n What Lies Ahead \n \n https://www.theknowledgegroup.org/webcasts/private-equity-and-the-sec/

Online CLE Private Equity

Join us for this Knowledge Group Online CLE Private Equity Webinar. As the SEC continues its crackdown on private equity fund managers, it is imperative for these professionals to evaluate their expense allocation processes and ensure maximum compliance.

In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide an in-depth analysis of the recent SEC enforcement trends and developments concerning private equity funds. Speakers will also offer the best compliance practices in light of the regulatory updates. 

Key topics include:

  • Private Equity Funds and the SEC – Enforcement Updates
  • Notable Cases
  • Potential Risks and Pitfalls
  • Best Compliance Practices
  • What Lies Ahead

Agenda

Timothy D. Katsiff, Partner
Ballard Spahr LLP

Who Should Attend

  • Finance Lawyers
  • Private Equity Fund Managers
  • Investment Advisors
  • Investors
  • Risk and Compliance Officers

Online CLE Private Equity

Timothy D. Katsiff, Partner
Ballard Spahr LLP

Online CLE Private Equity

Online CLE Private Equity

Timothy D. KatsiffPartnerBallard Spahr LLP

Timothy D. Katsiff is a member of Ballard Spahr’s Securities Enforcement and Corporate Governance Litigation Group. Timothy represents companies, as well as directors and officers, in securities class actions, derivative actions, and merger litigation. He represents audit and special committees of boards of public companies, broker-dealers, and individuals in U.S. Securities and Exchange Commission and self-regulatory organization proceedings. Timothy also handles business torts, trade secrets and patent suits, and environmental, insurance, and banking cases. He has defended public companies in merger-related shareholder suits in California, Delaware, Maryland, New York, Pennsylvania, and Texas. In addition, he has represented major financial institutions in various matters.


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Online CLE Private Equity

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   General knowledge of investment management regulations

Course Code:
   148339

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Ballard Spahr LLP, an Am Law 100 law firm with more than 650 lawyers in 15 offices in the United States, provides a range of services in litigation, business and transactions, real estate, intellectual property, and finance. The firm’s clients include Fortune 500 companies, financial institutions, life sciences and technology companies, health systems, investors and developers, government agencies, media clients, educational institutions, and nonprofit organizations.

Attorneys in Ballard Spahr’s Securities Enforcement and Corporate Governance Litigation Group advise companies and their officers and directors on every type of securities and corporate governance claim—from derivative actions and regulatory or internal investigations to special committee representations and significant shareholder class actions. With experienced and highly regarded litigators well versed in the nuances of securities and corporate governance litigation, an established Chancery Court practice, and a keen understanding of the high stakes at play, the firm is equipped to lead complex securities and corporate governance litigation of any size. Visit www.ballardspahr.com to learn more.

Website: www.ballardspahr.com

Timothy D. Katsiff is a member of Ballard Spahr’s Securities Enforcement and Corporate Governance Litigation Group. Timothy represents companies, as well as directors and officers, in securities class actions, derivative actions, and merger litigation. He represents audit and special committees of boards of public companies, broker-dealers, and individuals in U.S. Securities and Exchange Commission and self-regulatory organization proceedings. Timothy also handles business torts, trade secrets and patent suits, and environmental, insurance, and banking cases. He has defended public companies in merger-related shareholder suits in California, Delaware, Maryland, New York, Pennsylvania, and Texas. In addition, he has represented major financial institutions in various matters.

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