Private Equity and the SEC: Exam and Enforcement Trends

Broadcast Date: Tuesday, December 17, 2019 from 3:00 pm to 4:30 pm (ET)
Timothy D. Katsiff
Jason Brown
Benjamin Berringer


About Ballard Spahr LLP

Ballard Spahr LLP, an Am Law 100 law firm with more than 650 lawyers in 15 offices in the United States, provides a range of services in litigation, business and transactions, real estate, intellectual property, and finance. The firm’s clients include Fortune 500 companies, financial institutions, life sciences and technology companies, health systems, investors and developers, government agencies, media clients, educational institutions, and nonprofit organizations.

Attorneys in Ballard Spahr’s Securities Enforcement and Corporate Governance Litigation Group advise companies and their officers and directors on every type of securities and corporate governance claim—from derivative actions and regulatory or internal investigations to special committee representations and significant shareholder class actions. With experienced and highly regarded litigators well versed in the nuances of securities and corporate governance litigation, an established Chancery Court practice, and a keen understanding of the high stakes at play, the firm is equipped to lead complex securities and corporate governance litigation of any size. Visit to learn more.


About Ropes & Gray LLP

Ropes & Gray is a preeminent global law firm with approximately 1,400 lawyers and legal professionals serving clients in major centers of business, finance, technology and government. The firm has offices in New York, Boston, Washington, D.C., Chicago, San Francisco, Silicon Valley, London, Hong Kong, Shanghai, Tokyo and Seoul, and has consistently been recognized for its leading practices in many areas, including finance, private equity, M&A, capital markets, asset management, real estate, tax, antitrust, life sciences, health care, intellectual property, litigation & enforcement, data, and business restructuring. 


About Clifford Chance

Clifford Chance is one of the world's pre-eminent law firms, with significant depth and range of resources across five continents. As a single, fully integrated, global partnership, the Firm prides itself on its approachable, collegial and team-based way of working. The Firm always strives to exceed the expectations of its clients, who include corporates from all the commercial and industrial sectors, governments, regulators, trade bodies and not-for-profit organizations. The Firm provides its clients with the highest quality advice and legal insight, which combines the Firm's global standards with in-depth local expertise.

Given Clifford Chance's market-leading position, the Firm also believes it owes it to its clients and its people to be a responsible business. The Firm takes a comprehensive approach to managing risk, and its Responsible Business program is amongst the most comprehensive in the industry – and a fundamental aspect of the Firm's life. Last, but not least, Clifford Chance aims to be easy to work with, down to earth and approachable.