Performing Compliance Risk Assessments
Organizations are subject to a wide-array of compliance mandates. How do you identify and evaluate compliance risks related to reputation, environment, operations, finance, and technology most efficiently and effectively? Join us to discuss:
• The fundamentals of a compliance risk assessment
• Common steps in a compliance risk assessment
• Tools and templates to perform a compliance risk assessment
• Lessons learned from recent compliance risk assessments
• Live interactive Q&A session
This live webcast will provide professionals with a comprehensive overview of how to perform a compliance risk assessment along with its benefits and challenges. Attending this course will give you the tools you need to understand how to undertake this process at your organization. Advanced registration is recommended as space is limited.
Corey Parker, Senior Consultant, and,
David Clark , Manager,
Baker Tilly Virchow Krause, LLP
- Discuss the benefits and challenges of performing a compliance risk assessment.
- Outline the risk assessment process and provide tools, techniques, and best practices that can be utilized when performing a compliance risk assessment.
- Provide participants with resources that can serve as guidance when performing a risk assessment.
Who Should Attend:
- CPAs, Finance Executives, Compliance Professionals
Corey Parker is a Senior Consultant in Baker Tilly’s Risk Advisory Services practice. Corey has been a team leader in conducting consulting engagements, risk assessments, compliance reviews, fraud investigations, and identifying process improvement opportunities for clients. Corey has assisted clients in performing organizational risk assessments, analyzing the risks related to specific business processes, and developing an annual audit plan based on the results of the risk assessment. Corey is an active member of the Institute of Internal Auditors (IIA) and National Council of University Research Administrators (NCURA). He obtained his Bachelor of Science in Accounting from Penn State University.
Corey Parker is a Senior Consultant in Baker Tilly’s Risk Advisory Services practice. Corey has been a team leader in …
David Clark is a Manager with Baker Tilly, a national accounting and advisory firm. David serves in the firm’s Risk Advisory Services practice, providing internal audit, risk advisory, and consulting services to higher education and research institutions, not-for-profits, and government contractors. He specialized in assisting clients on projects related to financial and operational risk management, regulatory compliance, fraud investigations, and organizational governance. David has led projects for many organizations to design risk assessment and risk management processes, conduct compliance risk assessments, and develop risk mitigation strategies. David has presented on topics related to internal audit and contracts and grants compliance for the Institute of Internal Auditors, the Association of College and University Auditors, the Association of Healthcare Internal Auditors, the National Council of University Research Administrators, and the Society or Research Administrators International.
David graduated with a Bachelors of Science in Commerce from the University of Virginia’s McIntire School of Commerce. He is a Certified Internal Auditor (CIA) and Certified Fraud Examiner (CFE) and holds a Certification in Risk Management Assurance (CRMA) from the Institute of Internal Auditors.
David Clark is a Manager with Baker Tilly, a national accounting and advisory firm. David serves in the firm’s Risk …
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Method of Presentation:
NASBA Field of Study:
Management Advisory Services to 1.00 credit hour
NY Category of CLE Credit:
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About Baker Tilly Virchow Krause, LLP
Baker Tilly Virchow Krause is an independent member of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 131 countries, with 26,000 professionals. The combined worldwide revenue of independent member firms is $3.3 billion. We offer full-service accounting and advisory services with a specialized focus on serving not-for-profit and research institutions across the country. In addition to providing financial statement audit, tax, and internal audit services, we work with audit committees, boards, management, and internal audit functions to collaboratively address strategic areas such as risk management, research compliance, construction, sustainable energy, cost reduction, fraud, and information technology. We are adept at navigating the complex culture found in not-for-profit settings. Connect with us:www.bakertilly.com