Liquidity Risk Management: Regulatory and Compliance Issues in 2014

Rob brings over 20 years of experience in risk management and capital markets from banks (J.P. Morgan and Merrill Lynch), consulting companies (McKinsey & Company, NetRisk and Coopers & Lybrand) and corporations (GE/GE Capital). Prior to joining KPMG, Rob co-led the Risk and Regulation service line for McKinsey & Company and was the Chief Risk Manager for Corporate Treasury at GE/GE Capital.

As a risk practitioner and strategic advisor, Rob has helped financial and non-financial companies to improve their funding and liquidity risk management, governance and strategy, as well as their asset/liability management, market, credit and operational risk.

Don Mumma is Managing Director of Axiom Software Laboratories (AxiomSL), and heads the company's risk management practice. 

Mr. Mumma, who joined AxiomSL in 1998, has 20 years of experience as a financial services executive and risk management specialist with firms such as JPMorgan Chase and Toronto Dominion, where he spearheaded the firm's entry in the U.S. energy market. He also worked for Credit Suisse, where he implemented the company's first Global Currency Options unit and while head of the bank's Australia/New Zealand region, acted as regional Chief Risk Officer. 

An active member of several professional organizations, including the Global Association of Risk Professionals (GARP), Professional Risk Managers International Association (PRMIA) and International Association of Financial Engineers (IAFE), Mr. Mumma has published several articles on risk management throughout his career. 

Mr. Mumma received his bachelor's degree from Miami University and earned his master's degree in finance from The Ohio State University.

Adrian Docherty and his team provide key relationship bank clients around the globe with technical sector expertise and help on strategic financial issues relating to balance sheet management. In practice, this means advising on capital raising alternatives, risk management and transfer frameworks, regulatory developments (especially Basel III), funding/liquidity strategies, solvency creation and optimisation structures and innovative ways of financing growth. Recently, the team has been working extensively with public authorities and banks on restructuring strategies in the light of the global financial turmoil.

Adrian has twenty-two years’ experience in advising financial institutions, initially as a strategy consultant with Booz Allen Hamilton's Financial Services practice. After nine years at Booz Allen, Adrian was hired in 2001 by one of his clients, Barclays, to help run the rapidly growing investment banking business line. Adrian spent three years as COO of Investment Banking, before moving to run the balance sheet advisory team in Barclays Capital's Financial Institutions Group. Adrian holds a Master's degree from Cambridge University and his book “Better Banking: Understanding and Addressing the Failures in Risk Management, Governance and Regulation” was published in December 2013 by Wiley.

Mr. Agarwal heads EMEA Liquidity Management Services (LMS) business within Treasury and Trade Solutions (TTS) group at Citi. Based in London, he is responsible for helping institutional clients with efficient liquidity management and short term cash optimization solutions, managing institutional portfolio of $120Bn+ across 55 countries in Europe, Middle East and Africa. Mr. Agarwal has been with Citi for over 12 years working in Asia, Europe and North America in various positions across product management and corporate treasury, responsible for product development, liquidity and interest rate risk management, and portfolio optimization.

Cory Paape is a Senior Vice President, Product Manager in Wells Fargo Treasury Management, currently supporting sweep, liquidity, and account analysis functions. Cory has 17 years of experience in financial services, primarily in Wells Fargo Treasury Management and Corporate Treasury. His focus has been on Wells Fargo's investment portfolio, short-term and long-term funding vehicles, regulatory and SEC reporting, deposit pricing, and various account-analysis initiatives.