Liquidity Risk Management: Regulatory and Compliance Issues in 2014
Overview:
As the administration continues to step up enforcement activities on companies with respect to liquidity issues, the need for your company to review your compliance/risk management program intensifies. Banks are now faced with two distinct sets of challenges when addressing liquidity risk requirements. This would include: setting up the operational infrastructure and policies that support ratio calculation, capital realignment, and reporting requirements. This class will provide attendees with up to the minute regulatory updates and best practice concepts with respect to Liquidity Risk Management in 2014.Agenda:
Robert J. Ceske, Principal, Advisory,
KPMG LLP
- Introductory where've been, where now
- US requirements vs European requirements
- Quantifying changes
Don Mumma, Managing Director,
AxiomSL
- Source data challenges
- Possible changes future requirements
Adrian Docherty , Head of FIG Advisory ,
BNP Paribas
- Liquidity regulations: where are we and where did we come from and where are we heading
- The role of liquidity ratios, liquidity stress tests and liquidity risk appetite
- Liquidity management as a differentiating capability
- Building an appropriate funding mix
- Blue-sky solutions for the industry: alternatives to deposit guarantees and liquidity portfolios
Amit Agarwal, Head of Citi Liquidity Management Services, EMEA,
Citi
- Corporate treasurer priorities – Managing regulatory changes, addressing challenges and leveraging opportunities
- Dealing with trapped cash and short term investments
- Liquidity Risk Management - Policy and Governance Implications for Banks
Cory Paape, Senior Vice President, Treasury Management, and Product Manager,
Wells Fargo
- Pending Money Market Reform changes, BASEL III, and the Volcker rule
Who Should Attend:
- CFOs and the Finance Team
- Finance Executives
- Internal Auditors
- Treasurers
- Risk Managers
- Financial Controllers
- Senior Management
- Credit Risk Officers and Analysts
- Lawyers and CPAs whose Practice area involve Liquidity Risk Management
Rob brings over 20 years of experience in risk management and capital markets from banks (J.P. Morgan and Merrill Lynch), …
Don Mumma is Managing Director of Axiom Software Laboratories (AxiomSL), and heads the company's risk management practice. Mr. Mumma, who …
Adrian Docherty and his team provide key relationship bank clients around the globe with technical sector expertise and help on …
Mr. Agarwal heads EMEA Liquidity Management Services (LMS) business within Treasury and Trade Solutions (TTS) group at Citi. Based in …
Cory Paape is a Senior Vice President, Product Manager in Wells Fargo Treasury Management, currently supporting sweep, liquidity, and account …
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
On-demand Webcast (CLE)
Prerequisite:
NONE
Course Code:
134545
NASBA Field of Study:
Specialized Knowledge and Applications
NY Category of CLE credit:
Areas of Professional Practice
Total Credits:
2.0 CLE
2.0 CPE (Not eligible for QAS (On-demand) CPE credits)
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SPEAKERS' FIRMS:
About KPMG LLP
KPMG LLP, the audit, tax and advisory firm, is the U.S. member firm of KPMG International Cooperative ("KPMG International"). KPMG International's member firms have 145,000 professionals, including more than 8,000 partners, in 152 countries.
About AxiomSL
Axiom Software Laboratories, Inc., (AxiomSL) is the global leader in regulatory reporting and risk management solutions for the financial services industry. Established more than 20 years ago, AxiomSL empowers financial institutions to meet regulatory reporting and risk requirements across multiple regulators and jurisdictions. Via the strategic data-driven platform, firms can meet demands from various regulations, including Basel III, Dodd-Frank, AIFMD, FATCA, FINREP/COREP and Solvency II, as well as liquidity, market and credit risk management requirements.
Leading financial firms use AxiomSL's data management, regulatory reporting and risk management solutions to administer all internal data procedures, simplify, standardize and automate processes, and improve data integrity to successfully enhance decision making. The AxiomSL platform integrates clients' source data from disparate systems and locations, without any data conversion, in a cost-effective manner, providing flexibility, transparency, traceability and the ability to drill down into data sources. It also delivers analytical applications in the areas of data integration and warehousing, financial risk management, regulatory reporting, compliance and financial control. This solution enables financial institutions to have full control over every step of the process and can adapt quickly to evolving regulations.
AxiomSL's suite delivers a fully integrated solution from data sourcing to final reports including XBRL submission. www.axiomsl.com
Website: https://www.axiomsl.com/
About BNP Paribas
BNP Paribas Corporate and Investment Banking (CIB) is a leading provider of solutions to corporates, sovereigns, financial institutions and investors worldwide. Some 19,000 professionals in 45 countries provide clients with personalized services for managing their risks and assets, financing and expanding their business and servicing their operational needs.
BNP Paribas CIB excels in:
· Advisory and Capital Markets, where it is a global leader in Debt Capital Markets and a top European house in Equity Capital Markets
· Derivatives, where it is one of the leading global players in interest rates, credit, foreign exchange, commodity and equity derivatives.
· Corporate Banking, where it has leading franchises in Transaction Banking (trade finance, cash management) and in Specialized Financing (energy & commodities, transportation, export, project, leveraged, media telecom, corporate acquisition finance and real estate)
Website: https://www.bnpparibas.com/
About Citi
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.
Additional information may be found at www.citigroup.com
Twitter: @Citi
YouTube: www.youtube.com/citi
Blog: https://blog.citigroup.com
Facebook: www.facebook.com/citi
LinkedIn: www.linkedin.com/company/citi
Website: https://www.citigroup.com/
About Wells Fargo
Wells Fargo & Company (NYSE: WFC) is a nationwide, diversified, community-based financial services company with $1.5 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 9,000 stores, 12,000 ATMs, and the Internet (wellsfargo.com), and has offices in more than 35 countries to support the bank's customers who conduct business in the global economy. With more than 270,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 25 on Fortune's 2013 rankings of America's largest corporations. Wells Fargo's vision is to satisfy all our customers' financial needs and help them succeed financially.
Website: https://www.wellsfargo.com/