Latest Regulatory Developments Under FATCA: Best Compliance Practices Uncovered in 2015!

Broadcast Date: Thursday, September 03, 2015 from 12:00 pm to 2:00 pm (ET)
Carlos Amoranto
Colleen P. Waddell
Glenna Smith


About Amoranto Consulting Inc.

Amoranto Consulting is a boutique consulting practice focused on regulatory compliance matters affecting financial service organizations. The team has over 100 years combined experience in internal and external audit as well as Canadian and U.S. regulatory compliance expertise: Qualified Intermediary(QI) Anti-Money Laundering (AML); OSC/IIROC/MFDA/SEC/FINRA and FATCA regulatory initiatives; Compliance reviews and regulatory audits for firms regulated by the OSC, SEC/FINRA, IIROC,  MFDA, and OSFI and Internal audit outsourcing including IT auditing and operational auditing, auditing in accordance with International auditing standards.


About Outlier Solutions

Outlier Solutions LLC (Outlier) is a different kind of consulting firm, born from the need to bring a unique solution to the market place. We offer anti-money laundering (AML), Foreign Account Tax Compliance Act (FATCA) and compliance solutions for reporting entities in the United States and abroad. Many businesses have experienced compliance solutions as costly and prohibitive. We believe that good compliance has the ability to enable good business.


About Smith Compliance Consulting Inc.

Whether you need to have individuals identified in-person by a qualified person in Barbados for AML due diligence purposes, are creating a new compliance program and documentation from scratch or seeking an effective solution to any existing problem, Smith Compliance Consulting Inc. will do the work for you.  Our in-depth knowledge and experience will go far to implement a tailored solution to you.

Standing behind the approach of a hands-on practioner whose goal is to help achieve better compliance for clients' needs and challenges, having worked directly in the field as a Compliance Officer facing regulators, managing inspections and enabling ongoing compliance.

Smith Compliance Consulting Inc. leads AML and Operational Risk assessments, develops and delivers training to both staff and Board of Directors, creates or enhances written policies and procedures, manages board self-assessments, organizes compliance program plans and manuals, designs testing and monitoring plans, facilitates remediation projects to resolve audit or inspection corrective actions, and conducts independent testing to broaden and deepen the scope for existing compliance departments.