IPOs, Private Placements and Crowdfunding: The Evolving Legal Landscape around the JOBS Act

Broadcast Date: Wednesday, August 06, 2014 from 12:00 pm to 2:00 pm (ET)

Tax, Accounting and Finance (CPE), Recording

Overview:

This program will examine the IPO onramp (JOBS Act Title I), advertised private placement rules (JOBS Act Title II) including bad actor disqualification, and review the current crowdfunding and unregistered offering landscape (Crowdfunding and Regulation A+ - JOBS Act Titles III and IV).

The program will also:

review the state of SEC and FINRA rulemaking efforts
give practical suggestions for navigating the landscape
explore states’ efforts to craft their own legislation under the intrastate offering exemption
discuss peer-to-peer lending

Agenda:

New IPO rules
- how it affects issues with Sarbox, delayed adoption of new accounting pronouncements
Legal aspects of private placement rules
Peer to peer issues

Who Should Attend:

CFOs, Finance Executives, General Counsel, Compliance Officers and Related from Investment, Finance and Similar Companies
Investment, M&A, Securities, Capital Markets Attorneys and Consultants
Controllers, CPAs
Attorneys with Related Practice Areas
Senior Financial Professionals

Brian Korn Of Counsel Pepper Hamilton LLP

Brian Korn is a corporate and securities attorney at the law firm Pepper Hamilton LLP. Brian has had multiple appearances …

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Phillip Laycock, CPA Partner Grassi & Co.

Phillip Laycock, CPA is an Audit Partner at Grassi & Co., with over two decades of experience in accounting, auditing …

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Course Level:
Intermediate

Advance Preparation:
Print and review course materials

Method of Presentation:
On-demand Webcast (CLE)

Prerequisite:
NONE

Course Code:
144611

NASBA Field of Study:
Specialized Knowledge and Applications

NY Category of CLE Credit:
Areas of Professional Practice

Total Credits:
2.0 CLE
2.0 CPE (Not eligible for QAS (On-demand) CPE credits)

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About Pepper Hamilton LLP

Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the nation and the world. Pepper’s Funds Services Group is composed of more than 50 lawyers from multiple and diverse practice areas. With judgment honed from representing hundreds of pooled investment vehicles over more than two decades, we have helped both U.S. and international funds and their sponsors, managers, advisers and investors define and achieve their goals.

The Funds Services Group is a core component of the firm’s Investment Funds Industry Group, which is an interdisciplinary industry group comprised of more than 60 lawyers nationwide who focus their practices in areas vital to the success of all types of investment funds throughout their entire life cycle, including with respect to formation, transactional and investment, operational, and regulatory and compliance matters.

Website: https://www.pepperlaw.com

About Grassi & Co.

Grassi & Co. is a premier professional service firm specializing in accounting, auditing, tax, technology, and business consulting services in various industries, including healthcare, and has offices in Manhattan and Long Island, NY. The firm has been ranked among the Top 100 largest firms in the U.S. by both INSIDE Public Accounting and Accounting Today, the Top 20 largest firms in the NY Metropolitan area by Crain’s New York Business.

Website: https://www.grassicpas.com/