Hot Topics in National Futures Association Audits 2014

Broadcast Date: Monday, October 06, 2014 from 10:00 am to 12:00 pm (ET)
businessman's fingers walking on pile of coins at desk
Deborah A. Monson
Robert V. Cornish, Jr.
Dorothy D. Mehta
Heather Wyckoff


About Ropes & Gray LLP

Increased regulatory oversight, the growth in hybrid and other sophisticated investment products, and new investor expectations all bring greater complexity to today’s asset management industry. At Ropes & Gray, clients find a global team of more than 1,100 professionals whose top-notch skills, varied backgrounds and unique perspectives can help them meet high-stakes challenges, solve complex problems and reach their goals. More than 140 attorneys worldwide serve clients in the asset management and investment funds industries with every issue they might face, including fund formation and ongoing operations, regulatory and compliance issues, derivatives and commodities, securities litigation, government enforcement, and tax, ERISA, and special situations matters. Many of the industry’s most respected institutions are longtime clients. We also serve clients at all stages of the business life cycle, from start-ups to established industry leaders. The firm has 11 offices worldwide and has consistently been recognized for its leading registered funds, private investment funds and hedge funds practice groups, and its practices in many other areas. For more information, please visit


About Phillips Lytle LLP

Phillips Lytle LLP is a premier regional law firm that is recognized nationally for its legal excellence. With offices in New York State, Washington, DC, and Canada, our attorneys serve a multinational client base including FORTUNE 1000 companies, global and regional financial institutions, not-for-profit organizations, middle market companies, startups, entrepreneurs and individuals on important matters affecting their businesses and personal wealth. 


About Cadwalader, Wickersham & Taft LLP

Established in New York in 1792, Cadwalader, Wickersham & Taft LLP is a leading advisor to corporations and financial institutions, providing innovative solutions to complex legal issues. With offices in strategically located financial and governmental centers, the firm is well positioned to offer top-flight services to clients conducting business across the globe.


About Haynes and Boone LLP

Haynes and Boone, LLP is an international corporate law firm with offices in Texas, New York, California, Washington, D.C., Shanghai and Mexico City, providing a full spectrum of legal services. With more than 500 attorneys, Haynes and Boone is ranked among the largest law firms in the nation by The National Law Journal and has been named winner of a 2013 Thomas L. Sager Diversity Award by the Minority Corporate Counsel Association.