Hot Topics in Clawback Litigation
Overview:
Our panelists will be discussing the most recent decisions and trends in clawback litigation including:
- Recent decisions addressing Receivers’ standing to bring clawback claims
- The “Good Faith” Defense – is it becoming a subjective standard?
- In Pari Delicto – a survey of how different circuits treat the defense
- When can a Receiver or Trustee stay a third party action involving estate property
- The Securities Safe Harbor – When will it apply to your case
- Whether Trustees and Receivers can be forced to arbitrate clawback claims
- The proposed “Uniform Voidable Transactions Act”
Agenda:
Sadis & Goldberg LLP
Wiand Guerra King P.L.
- Recent decisions addressing Receivers’ standing to bring clawback claims
- The “Good Faith” Defense – is it becoming a subjective standard?
- In Pari Delicto – a survey of how different circuits treat the defense
- When can a Receiver or Trustee stay a third party action involving estate property
- The Securities Safe Harbor – When will it apply to your case
- Whether Trustees and Receivers can be forced to arbitrate clawback claims
- The proposed “Uniform Voidable Transactions Act”
Who Should Attend:
- Securities lawyers (litigation not transactional)
- Bankruptcy lawyers
- Fiduciaries (e.g. Bankruptcy trustees and receivers)
- Financial/Accounting Managers
- Trust & Tax Attorneys
- Tax Attorneys
- Accountants
- Other Related/Interested Professionals.
Douglas R. Hirsch is a founding member of the firm and heads the firm’s Litigation Group. Mr. Hirsch focuses his practice …
Gianluca practices in the areas of securities litigation and regulation, antitrust litigation and counseling, financial services litigation, and other areas …
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
On-demand Webcast (CLE)
Prerequisite:
NONE
Course Code:
145015
NASBA Field of Study:
Personnel/HR
NY Category of CLE Credit:
Skills
Total Credits:
2.0 CLE
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SPEAKERS' FIRMS:
About Sadis & Goldberg LLP
Sadis & Goldberg LLP is a leading New York based law firm focused on delivering sophisticated and creative legal solutions in a highly professional manner. The Firm is internationally recognized for its financial services practice that consists of representing several hundred investment advisers and related investment entities (including hedge funds, private equity funds and venture capital funds). Similarly, the Firm provides regulatory and compliance advice and representation in connection with SEC enforcement proceedings. Notwithstanding the emphasis on the financial services industry, the Firm also provides a full range of tax, litigation, real estate, intellectual property and corporate services to its clients.
Website: https://www.sglawyers.com/
About Wiand Guerra King P.L.
Wiand Guerra King P.L. is a firm of lawyers experienced in counseling businesses and individuals and representing clients in commercial and business disputes. The Firm’s members, recognized by their clients and peers as among the top lawyers in Florida and the nation, provide representation throughout the United States in complex litigation and regulatory matters with a focus on the securities and financial services industries. The Firm’s lawyers have significant experience serving as court-appointed fiduciaries or as their legal counsel.
Website: https://www.wiandlaw.com/