HomeWebcastFraud and Anti-Money Laundering in 2020: Practical Guide to Mitigate Risks and Avoid Pitfalls
Online CLE Anti-Money Laundering CLE

Fraud and Anti-Money Laundering in 2020: Practical Guide to Mitigate Risks and Avoid Pitfalls

Live Webcast Date: Wednesday, October 16, 2019 from 3:00 pm to 4:30 pm (ET)
Business and Corporation CLE & CPEGovernment Law CLE & CPELive Webcast
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Add to Calendar 10/16/2019 3:00 pm 10/16/2019 4:30 pm America/New_York The Knowledge Group Webinar: Fraud and Anti-Money Laundering in 2020: Practical Guide to Mitigate Risks and Avoid Pitfalls If you haven’t registered for this event please click here:https://www.theknowledgegroup.org/checkout/?add-to-cart=106785\r\n Over the past years, enforcement of fraud and anti-money laundering (AML) has become more complex and critical. New regulations, heightened scrutiny, and intensified sanctions are expected to address the increasing number of fraud and AML threats. Thus, posing an array of compliance challenges. \n \nWith the increasing demand to keep up with the evolving regulatory landscape, it becomes essential that companies and practitioners are updated with the emerging trends and developments in fraud and AML. They must revisit their existing practices and action plans to ensure compliance and avoid legal risks. \n \nIn this LIVE Webcast, a panel of thought leaders and professionals will provide the audience with an in-depth discussion of the emerging trends and developments in fraud and anti-money laundering. Speakers will present risk mitigation techniques and best compliance strategies to help practitioners in this evolving legal climate. \n \nKey issues that will be covered in this course are: \n \n \n Fraud and AML: Regulatory Trends and Developments \n Notable Cases and Issues \n Red Flags \n Risk Mitigation Techniques \n Compliance Tips and Strategies \n What Lies Ahead \n \n https://www.theknowledgegroup.org/webcasts/fraud-and-anti-money-laundering-in-2020/

Online CLE Anti-Money Laundering

Join us for this Knowledge Group Online CLE Anti-Money Laundering Webinar. Over the past years, enforcement of fraud and anti-money laundering (AML) has become more complex and critical. New regulations, heightened scrutiny, and intensified sanctions are expected to address the increasing number of fraud and AML threats. Thus, posing an array of compliance challenges.

With the increasing demand to keep up with the evolving regulatory landscape, it becomes essential that companies and practitioners are updated with the emerging trends and developments in fraud and AML. They must revisit their existing practices and action plans to ensure compliance and avoid legal risks.

In this LIVE Webcast, a panel of thought leaders and professionals will provide the audience with an in-depth discussion of the emerging trends and developments in fraud and anti-money laundering. Speakers will present risk mitigation techniques and best compliance strategies to help practitioners in this evolving legal climate.

Key issues that will be covered in this course are:

  • Fraud and AML: Regulatory Trends and Developments
  • Notable Cases and Issues
  • Red Flags
  • Risk Mitigation Techniques
  • Compliance Tips and Strategies
  • What Lies Ahead

Agenda

Allison Spagnolo, Managing Director
Guidepost Solutions LLC

Robert M. Appleton, Shareholder/Partner
Murphy & McGonigle

Who Should Attend

  • Banking and Financial Institutions
  • AML/BSA Lawyers
  • BSA/AML Officers and Managers
  • Banking and Finance Lawyers
  • Auditors and Accountants
  • Chief Financial Officers
  • Anti-Money Laundering Officers
  • AML Compliance Officers
  • Risk Mitigation Officers
  • Fraud Monitoring Officers
  • AML investigators
  • Other Interested Professionals

Online CLE Anti-Money Laundering

Allison Spagnolo, Managing Director
Guidepost Solutions LLC

Robert M. Appleton, Shareholder/Partner
Murphy & McGonigle

Online CLE Anti-Money Laundering

Online CLE Anti-Money Laundering

Allison SpagnoloManaging DirectorGuidepost Solutions LLC

Allison Spagnolo is a managing director at Guidepost Solutions LLC. She works on various compliance engagements for financial institutions to review AML and sanctions issues and conduct on-site inspections and reviews for monitorships and other compliance matters. She worked with an international European bank to ensure it has a robust sanctions and AML compliance program and provided extensive advice and recommendations regarding these matters, as well as the organization and governance of its compliance function and KYC program and processes. Ms. Spagnolo has experience revising policies and procedures to fully comply with relevant laws and regulations; conducting testing to identify potential vulnerabilities; and creating and implementing appropriate action plans and remediation efforts. Her background includes developing risk reviews and assessments for public and private entities.

Online CLE Anti-Money Laundering

Robert M. AppletonShareholder/PartnerMurphy & McGonigle

Robert Appleton is a globally recognized anti-corruption and Foreign Corrupt Practices Act expert and one of the foremost FCPA and AML practitioners in the world. A former U.S. Department of Justice and United Nations prosecutor, he has led, supervised or managed more than 1000 corruption and compliance cases in over 150 countries in his more than 25-year career.

Mr. Appleton has spent significant time in Europe, Eurasia, Sweden focusing on the AML cases that have been brought, and also having a role in two of them. These involve Russian oligarchs utilizing large international banks to facilitate money laundering. A number of cases have been brought, and banks and other financial institutions as well as businesses continue to have compliance failures, after having spent a fortune on compliance.


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Online CLE Anti-Money Laundering

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   General knowledge of banking and finance laws

Course Code:
   148011

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    1.5 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

In a world where change is certain, experience is the best protection. Guidepost Solutions offers global investigations, compliance and monitoring, and security and technology consulting solutions for clients in a wide range of industries. Our expert team provides leadership and strategic guidance to address critical client needs across the globe. With headquarters in New York, Guidepost Solutions maintains offices in key markets including Boston; Chicago; Dallas; Honolulu; London; Los Angeles; Oakland; Palm Beach; Sacramento; San Francisco; Seattle; Singapore; and Washington, D.C.; and has resources across the globe. Experience guides us. Solutions define us. For more information, please visit www.guidepostsolutions.com.

Website: http://www.guidepostsolutions.com/

Allison Spagnolo is a managing director at Guidepost Solutions LLC. She works on various compliance engagements for financial institutions to review AML and sanctions issues and conduct on-site inspections and reviews for monitorships and other compliance matters. She worked with an international European bank to ensure it has a robust sanctions and AML compliance program and provided extensive advice and recommendations regarding these matters, as well as the organization and governance of its compliance function and KYC program and processes. Ms. Spagnolo has experience revising policies and procedures to fully comply with relevant laws and regulations; conducting testing to identify potential vulnerabilities; and creating and implementing appropriate action plans and remediation efforts. Her background includes developing risk reviews and assessments for public and private entities.

Robert Appleton is a globally recognized anti-corruption and Foreign Corrupt Practices Act expert and one of the foremost FCPA and AML practitioners in the world. A former U.S. Department of Justice and United Nations prosecutor, he has led, supervised or managed more than 1000 corruption and compliance cases in over 150 countries in his more than 25-year career.

Mr. Appleton has spent significant time in Europe, Eurasia, Sweden focusing on the AML cases that have been brought, and also having a role in two of them. These involve Russian oligarchs utilizing large international banks to facilitate money laundering. A number of cases have been brought, and banks and other financial institutions as well as businesses continue to have compliance failures, after having spent a fortune on compliance.

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