HomeWebcastFINRA in 2019: Key Compliance Tips and Risk Management Priorities
Online CLE FINRA in 2019 CLE

FINRA in 2019: Key Compliance Tips and Risk Management Priorities

Live Webcast Date: Thursday, November 07, 2019 at 10:00 am - 12:00 pm (ET)
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Add Reminder to My Calendar 11/07/2019 9:00 am 11/07/2019 12:00 pm America/New_York The Knowledge Group Webinar: FINRA in 2019: Key Compliance Tips and Risk Management Priorities The event starts in an hour. If you have not registered, please go to the link below to sign up today.https://www.theknowledgegroup.org/checkout/?add-to-cart=132452\r\n https://www.theknowledgegroup.org/webcasts/finra-in-2019/

Online CLE FINRA in 2019

In this LIVE Webcast a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in FINRA in 2019: Key Compliance Tips and Risk Management Priorities. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group Online CLE FINRA in 2019 Webinar

Online CLE FINRA in 2019

Online CLE FINRA in 2019

Online CLE FINRA in 2019

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   NONE

Course Code:
   148315

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

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