FINRA Compliance Guide: Key Takeaways from Common Mistakes
Live Webcast Date:
Thursday, May 14, 2020 from 3:00 pm to 5:00 pm (ET)
FINRA Compliance Guide CLE
In this LIVE Webcast a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth analysis of the fundamentals as well as recent developments in FINRA Compliance Guide: Key Takeaways from Common Mistakes. Speakers will also present all important issues surrounding this significant topic. Join us for this Knowledge Group FINRA Compliance Guide CLE Webinar
Agenda Coming Soon!
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FINRA Compliance Guide CLE
Agenda Coming Soon!
Please subscribe to receive updates about the webcast.
FINRA Compliance Guide CLE
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method Of Presentation:
Live Webcast
Prerequisite:
NONE
Course Code:
148849
NY Category of CLE Credit:
Areas of Professional Practice
Total Credits:
2.0 CLE
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About the Knowledge Group
The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.
About the Knowledge Group
The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.
