FINRA Arbitrations: A Comprehensive Guide for 2018 and Beyond

Broadcast Date: Friday, September 07, 2018 from 12:00 pm to 2:00 pm (ET)
Debra A. Jenks
Meredith Lees
Tracey Salmon-Smith
Clint A. Corrie

SPEAKERS' FIRMS:

About Jenks & Harvey LLP

Jenks & Harvey LLP is involved in various aspects of securities arbitration and litigation, broker-dealer compliance, regulatory and enforcement defense, registration matters, and representation of registered persons in retail and employment matters.

Website: https://jenksharveylaw.com/

About Rumberger Kirk & Caldwell

Rumberger, Kirk & Caldwell provides litigation and counseling services in a wide range of civil practice areas including product liability, commercial litigation, construction, real estate, intellectual property litigation, securities litigation, labor and employment law,  bankruptcy, insurance coverage, professional liability and administrative law. Offices are located in Orlando, Tampa, Miami, Tallahassee and Birmingham, Alabama.

The firm’s securities and financial services litigation practice focuses on representing regulated entities – including broker-dealers, investment advisers, underwriters, and investment fund entities – in a wide variety of securities-related litigation, FINRA arbitrations, regulatory investigations and actions and administrative proceedings.  In addition, Rumberger's securities and financial services litigation practice group also represents public and private companies, including their directors and executive officers, in a wide variety of securities related cases. 

Website: https://www.rumberger.com/

About Drinker Biddle & Reath LLP

Drinker Biddle & Reath LLP is a national, full-service law firm providing litigation, regulatory and business solutions to public and private corporations, multinational Fortune 100 companies and start-ups. Building on a rich 168-year history, our more than 635 lawyers across 12 offices uphold our firm’s reputation for outstanding legal results and bring a sophisticated, forward-thinking approach to every client engagement. We draw upon a wealth of experience to assist clients in the financial services industry - including broker-dealers, investment banks, private banks, commercial lenders, private equity firms and asset managers - in staying ahead of today’s ever-changing economic and regulatory environments. Our attorneys defend clients in litigations, arbitration, regulatory investigations and represent them in mediation. In addition, we guide clients in navigating the maze of state and federal compliance requirements.

Website: https://www.drinkerbiddle.com/

About Lewis Brisbois Bisgaard & Smith LLP

Founded In 1979 by seven lawyers from a premier Los Angeles firm, less than 40 years later, Lewis Brisbois Bisgaard & Smith LLP (Lewis Brisbois), an AMLAW 100 firm,  has grown to more  than 1,200 attorneys in 42 offices in 26 states, and dedicates itself to a high-achieving and diverse law firm culture focused on client service in more than 50 legal practice areas for clients of all sizes in every major industry. Lewis Brisbois has built longstanding relationships with corporate and institutional clients based on our ability to provide comprehensive service on a national scale.

Website: https://lewisbrisbois.com/

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