FINRA Arbitration Hot Topics for 2020: Updates You Should Know

Broadcast Date: Friday, December 13, 2019 from 3:00 pm to 5:00 pm (ET)
Robert J. Harvey
Peter Tepley
Joe Wojciechowski, Esq.
Rogge Dunn

SPEAKERS' FIRMS:

About Jenks & Harvey LLP

Jenks & Harvey LLP is an international securities litigation and arbitration law firm, with a rare and invaluable grasp of strategic commercial issues. We combine exceptional legal expertise with deep industry knowledge and refreshingly creative thinking to help clients achieve their commercial goals.

For more information about Jenks & Harvey LLP and its practice areas please visit our website at www.jenksharveylaw.com.

Website: https://jenksharveylaw.com/

About RumbergerKirk

RumbergerKirk provides litigation and counseling services in a wide range of civil practice areas including product liability, commercial litigation, construction, real estate, intellectual property litigation, securities litigation, financial services litigation, labor and employment law, bankruptcy, insurance coverage, professional liability and administrative law. Offices are located in Orlando, Tampa, Miami, Tallahassee and Birmingham.

Website: http://www.rumberger.com/

About Stoltmann Law Offices

Since its inception in March 2005, Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and the companies they work for. Our Chicago investment fraud attorneys offer their clients a combined 35 years of experience fighting for investor rights from offices in Chicago, Illinois and suburban Barrington, and Downers Grove, Illinois. We have represented investors in FINRA arbitration claims and investment lawsuits from every state and territory, in addition to representing investors from several countries. The attorneys at Stoltmann Law Offices have dedicated their life’s work to representing investors who have been cheated or defrauded by those professionals they trusted with their hard-earned money and retirement savings.

Website: https://www.stoltmannlaw.com/

About Rogge Dunn Group, PC

We have extensive experience handling a variety of matters across the U.S. in the financial industry space.  Indeed, one of our partners, Josh Iacuone, is a licensed FINRA arbitrator.  We have taken on and defeated the big firms like Goldman Sachs, BBVA, and UBS.

We transition teams to new firms, handle TROs, fight off non-competes and non-solicits, ensure that the broker recruiting protocol is followed (for signatories), defend against promissory note enforcement, help financial advisors, Branch Managers  and financial executives with severance, regulatory issues, letters of education and FINRA investigations.  We have a track record of recovering FAs/RMs deferred compensation forfeited by former employers.  We assist FAs, Branch Managers and financial executives protect their reputations, handle expungements and the marking and filing of U-4s and U-5s.  We have represented more than a dozen of Barron’snational top 100 financial advisors.

Website: https://roggedunngroup.com

Webcasts
Webcast
Webcast