FinCEN’s Proposed Anti-Money Laundering Regulations for Investment Advisers Explored

Broadcast Date: Friday, April 29, 2016 from 12:00 pm to 2:00 pm (ET)
calculator beside a pen on top of papers
Robert J. Graves
Steven Gatti
William P. Barry
Matthew J. Mueller

SPEAKERS' FIRMS:

About Jones Day

Jones Day is a global law firm with more than 2,400 lawyers in 41 offices worldwide and ranks among the world’s largest and most geographically diverse law firms.  The Firm acts as principal outside counsel to, or provides significant legal representation for, more than half of the Fortune 500 companies as well as major banks and other financial institutions throughout the United States and around the world.

Our Banking & Finance Practice numbers more than 200 lawyers located in many of the world’s most important financial and business centers.  We understand the importance of knowing market terms, and our wide breadth of transaction experience and significant market presence equips us to efficiently assist clients with these issues.  Our Banking & Finance Practice and individual finance lawyers are continuously recognized locally and nationally by Chambers GlobalChambers USA, and The Legal 500.  

Website: https://www.jonesday.com/

About Clifford Chance

Clifford Chance is one of the world's pre-eminent law firms, with significant depth and range of resources across five continents.

Clifford Chance's top-tier global asset management and funds practice advises on fund formation, licensing, tax, transactional and M&A, as well as on contentious and non-contentious regulatory matters.  The Firm is recognized as the global market leader in working with alternative investment managers and investors to establish and operate the whole range of alternative investment funds, commingled vehicles and separately managed accounts. 

The breadth of the Firm's experience means that Clifford Chance is particularly well-placed to advise fund managers and investors on appropriate and new fund terms and other hot topics in the industry, as well as advising on compliance issues, prudential and systemic concerns, and changing codes of conduct.

Website: https://www.cliffordchance.com/home.html

About Richards Kibbe & Orbe LLP

Richards Kibbe & Orbe LLP has long been a go-to firm in the fields of cross-border enforcement, government investigations and criminal defense.  We have a proven record of navigating difficult regulatory and criminal issues, from high profile investigations, parallel criminal and regulatory proceedings to the latest hot-button international enforcement situations.

For 25 years, RK&O has helped clients facing potential scrutiny in multiple jurisdictions and confronting severe civil, criminal and reputational penalties.  Our highly skilled team draws on the key attributes of the firm:  our renowned white-collar practice, our proficiency in regulatory counseling, our ability to seamlessly manage parallel proceedings and our vast cross-border experience.

The RK&O team understands the enforcement perspective and can foresee future challenges lurking around the corner.  We deeply understand the importance of international cooperation and the complications of regulatory exposure in multiple jurisdictions

Website: https://www.rkollp.com/

About Wiand Guerra King P.A.

Wiand Guerra King P.A. is a nationally recognized law firm handling complex business litigation, regulatory matters, and white-collar defense. WGK provides representation throughout the United States in complex litigation and regulatory matters with a focus on the securities and financial services industries.

The lawyers at WGK have over two centuries of combined experience in regulatory proceedings, civil and white-collar criminal litigation, and arbitration. Our lawyers have been recognized for excellence by their peers in The Best Lawyers in America, Florida Super Lawyers, California Super Lawyers, and Florida Trend magazine’s Legal Elite. Our vision is to provide the highest quality representation on the most sophisticated and complex litigation and regulatory matters.

Website: https://www.wiandlaw.com/

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