Advanced Ethics Compliance Program For Your Firm: Practical Tools and Techniques
One of the integral parts of any business' success and growth is critically based on their compliance and ethics programs. A well-planned ethical compliance policy allows businesses to make day-to-day decisions to advance their goals. The utilization of ethical standards can both mitigate the chances of workplace cases and help create a positive work environment. It allows businesses to determine and extenuate risks to avoid reputational damages to the company.
However, to avoid a clash of principles when the management applies a variety of corporate ethics and changes in workplace laws, comprehensive support of management should be implemented.
In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present to the audience an in-depth analysis of the significant practical tool and techniques to assure compliance and mitigate potential business risks. Speakers will also discuss all of the important aspects of this significant topic.
Key topics include:
- Advanced Ethics Compliance Program – Overview
- Global Compliance Expectations
- Advantages and Disadvantages
- Significant Practices
- Practical Tools and Techniques
- Compliance and Mitigating Risks
Randy Cook, Senior Managing Director
Ankura Consulting Group, LLC
Michael D. Mann, Partner
Sidley Austin LLP
- Regulatory Guidance on Compliance Programs
- April 2019 DOJ Guidance on Compliance Programs
- Lifecycle of a Compliance Program
- Practical Questions for Compliance Professionals
- Building a Compliance Program on a Limited Budget
Who Should Attend:
- Compliance and Ethics Officers and Managers
- Human Resources Personnel
- Legal Executives
- Top Level Management
- Internal Audit
Randy Cook is a Senior Managing Director with Ankura in its Risk and Compliance Advisory Practice. Randy is an attorney and Certified Compliance and Ethics Professional with more than 19 years of experience conducting complex investigations and audits and leading and advising organizations with critical compliance challenges. As senior compliance counsel for a global technology firm, Randy designed, implemented, and led international trade and sanctions compliance investigations, audits, and enhancement programs. Randy also is a former Assistant U.S. Attorney.
Randy Cook is a Senior Managing Director with Ankura in its Risk and Compliance Advisory Practice. Randy is an attorney …
Michael D. Mann is a partner in Sidley’s White Collar: Government Litigation and Investigations practice, where he strategically counsels and defends companies, financial institutions and related individuals in internal, criminal and regulatory investigations, prosecutions and litigations. He is a trusted advisor to senior management and boards of directors faced with some of their most complex and sensitive compliance issues, including matters concerning alleged bribery and corruption, money laundering and other forms of financial and ethical misconduct. Michael regularly counsels companies and their boards on the design, implementation and maintenance of anti-corruption compliance programs, the development of proactive compliance risk assessments and the due diligence of business partners in international business transactions.
Michael D. Mann is a partner in Sidley’s White Collar: Government Litigation and Investigations practice, where he strategically counsels and …
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Method of Presentation:
NY Category of CLE Credit:
Ethics and Professionalism
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About Ankura Consulting Group, LLC
Ankura is a business advisory and expert services firm defined by how it solves client challenges. Ankura designs, develops, and executes tailored solutions for today’s ever-changing business environment by assembling the right combination of expertise for every client engagement. This gives Ankura’s clients unmatched insight and experience across a wide range of economic, governance, and regulatory challenges. Ankura’s Risk and Compliance Advisory Practice has unparalleled experience in structuring, implementing, managing, and advising on all aspects of compliance and ethics programs for organizations and enterprises of all types.
About Sidley Austin LLP
Sidley Austin LLP provides a broad range of legal services to meet the needs of its diverse client base. The strategic establishment of its offices in the key corporate and financial centers of the world has enabled it to represent a broad range of clients that include multinational and domes- tic corporations, banks, funds and financial institutions. With over 2,000 lawyers in 20 offices around the world, talent and teamwork are central to Sidley’s successful results for clients in all types of legal matters, from complex transactions to ‘bet the company’ litigation to cutting-edge regulatory issues.
The firm has been recognized by its clients and by the media for its leadership in its practices. Sidley consistently ranks among the top global capital markets firms in the Thomson Reuters league tables, with strong showings as both issuer and underwriter counsel in US debt and equity and international, Asia Pacific and Australia bonds. Sidley is also recognized for service and responsiveness and is one of only three firms to earn a place on the BTI Client Service 30 for 16 consecutive years.