HomeWebcastA Comprehensive Guide in Establishing Effective and Efficient Internal Investigations
Online CLE Internal Investigations CLE

A Comprehensive Guide in Establishing Effective and Efficient Internal Investigations

Live Webcast Date: Friday, May 11, 2018 from 1:00 pm to 2:00 pm (ET)
Business and Corporation CLE & CPERecording

Online CLE Internal Investigations

Internal investigations are important measures for companies to ensure the security, compliance, and ethical standards of their businesses. These measures are necessary to improve one's protection program against threats that arise internally, and to prevent these threats from posing worse problems in the future. Moreover, conducting an effective and efficient internal investigation also helps companies minimize the risk of investigations from outside counsel, thus, saving them from costly and tiresome investigation probes.

The Knowledge Group has assembled a panel of key thought leaders to help the audience better understand the significance of having an effective and efficient internal investigation program. Speakers will bring the audience to a road beyond the basics of establishing and conducting these investigations - from problem identification to proper actions to be taken, among other things.

This Webcast will discuss the following topics:

  • Components of Internal Investigation
  • Effective and Efficient Internal Investigation Program in 2018
  • The Internal Investigation Process
  • Key Risk Areas
  • Tips and Strategies

Who Should Attend

  • Internal Investigations Officers
  • Compliance and Ethics Attorneys
  • Ethics Officers
  • Employers
  • Human Resource Executives
  • Employees
  • Corporate Counsel
  • Consultants
  • Private Companies
  • Other Related/Interested Professionals

Faculty

Online CLE Internal Investigations
William E. Donnelly
Attorney
Murphy & McGonigle, P.C.
Online CLE Internal Investigations
Bradley Henry
Member
Henry Baysan PLLC

Click Here to Read Additional Material

Online CLE Internal Investigations

William E. Donnelly, Attorney
Murphy & McGonigle, P.C.
  • It is very important to clearly define the objectives and scope of an internal investigation at the outset.
  • It is also important to decide who within the organization will direct and control an internal investigation.
  • Once the objectives and scope have been defined and a decision has been made as to the individual or group that will direct and control the internal investigation, a detailed investigative plan should be prepared.
  • At every stage of an internal investigation, it is important to be mindful of the attorney client privilege and what actions, including disclosing investigative findings to the government, may trigger a privilege waiver.

Bradley Henry, Member
Henry Baysan PLLC
  • Communications and Public Relations
  • Privilege Issues
    • Privilege Protections Limited For Internal Investigations
    • What These Privilege Rulings Mean For You
    • Threat to Outside Counsel Privilege Abroad
  • Working with AUSA / Agents
  • Prepping Employees
  • Yates Memo

Online CLE Internal Investigations

Online CLE Internal Investigations

William E. DonnellyAttorneyMurphy & McGonigle, P.C.

Mr. Donnelly focuses his practice on the representation of public companies, broker/dealers, hedge funds and other investment advisers, banks and individuals in connection with agency and congressional investigations, internal investigations, regulatory and private civil litigation, arbitrations and compliance matters arising under securities, corporate and banking laws. Mr. Donnelly also has extensive experience in managing independent consultant engagements resulting from settlements of regulatory enforcement actions.

Mr. Donnelly was selected by his peers for inclusion in The Best Lawyers in America© in 2014 and 2015 in the field of Securities Litigation.

Online CLE Internal Investigations

Bradley HenryMemberHenry Baysan PLLC

Bradley L. Henry is a partner of HB's Government Enforcement and White Collar Criminal Defense group and a managing member of the firm.

Mr. Henry, who founded the firm’s white collar practice, advises global financial institutions, multinational companies, boards, committees, directors, officers, executives and employees in criminal and regulatory investigations by the Department of Justice, Securities and Exchange Commission, Commodity Futures Trading Commission, Department of the Treasury, FINRA and State Attorneys General. He has experience in matters involving securities and commodities regulation, the Foreign Corrupt Practices Act, economic sanctions compliance, anti-money laundering,

Mr. Henry has served as lead counsel in a wide array of federal crimes including economic espionage, insider trading, cross-border investigations, RICO violations, computer fraud and abuse, and other high profile white collar crimes. Mr. Henry has successfully tried more than 15 federal criminal jury trials, and argued numerous appeals in the United States Circuit Courts around the country.  Notably, more than 75% of clients Mr. Henry represents during investigation are never charged with crimes.  Mr. Henry has served as lead counsel of record for a successful appeal  before the Supreme Court of the United States.

Mr. Henry is a Board Certified Criminal Trial Attorney recognized by the National Board of Trial Advocacy. The Wall Street Journal has cited Mr. Henry in multiple white collar investigations. Mr. Henry is also recognized by Martindale-Hubbell as AV rated by his peers for his legal skill and ethical standards, and by SuperLawyers in white collar crime in the New York Metro and Mid-South regions.

Mr. Henry regularly teaches on white collar criminal defense. He has lectured on white collar crime, criminal appellate practice, and investigations and is a frequent speaker and writer on white collar crime issues.

Mr. Henry is a member and serves on several boards of the Federal Bar Council, The National Association of Criminal Defense Lawyers, The New York City Bar and The Association of Federal Defense Attorneys. Bradley has also devoted significant time to the representation of low-income individuals in federal courts around the country including in the Southern District of New York, Eastern District of Tennessee, Middle District of Tennessee, The Fourth Circuit Court of Appeals and the Sixth Circuit Court of Appeals

Online CLE Internal Investigations

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   On-demand Webcast

Prerequisite:
   Basic knowledge of internal investigation

Course Code:
   146860

NY Category of CLE Credit:
   Skills

Total Credit:
    1.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Murphy & McGonigle, founded in 2010, was created based on an innovative law firm model that rigorously controls overhead while providing its attorneys and clients with state-of-the-art technology and litigation support to ensure both world-class service and maximum cost-efficiency. In the years since the financial crisis, that model has become increasingly attractive for clients in the financial services industry which has driven the rapid growth of the law firm.

For the fifth year in a row, U.S. News & Best Lawyers selected Murphy & McGonigle as a National Tier One Law Firm. This year, we were honored in Securities Regulation, Litigation – Securities, and Corporate Law. Only 25 firms received National Tier One recognition in all three areas with Murphy & McGonigle as the youngest and smallest firm among those 25 listed, by far.

Murphy & McGonigle serves the litigation, enforcement defense, and regulatory counseling needs of clients across the full spectrum of the financial services industry – from national banks, broker-dealers, investment advisers, and hedge funds, to national and international securities markets and exchanges. Many of the firm’s partners formerly served in senior positions at the U.S. Department of Justice, SEC, FINRA, and CFTC and several served in senior executive positions in major financial institutions on Wall Street. Murphy & McGonigle operates out of offices in New York, Washington, D.C., and Richmond, Virginia.

Website: https://www.mmlawus.com/

HenryBaysan is recognized for their significant experience in all aspects of corporate criminal defense and enforcement-related litigation, including internal investigations, client representation in grand jury investigations, management of parallel criminal and civil proceedings, extraditions and counseling on foreign criminal investigations and advice on voluntary disclosure and compliance issues.  They leverage the knowledge and abilities from experienced litigators to develop comprehensive strategies that address all of the legal and factual defenses, as well as the public, media and other collateral consequences, of a case. 

HB represents a wide variety of U.S. and international clients on regulatory, civil and criminal matters involving U.S. and European anti-money laundering (AML), FCPA and economic sanctions laws, including those administered by the Office of Foreign Assets Control (OFAC), the Financial Crimes Enforcement Network (FinCEN) and other federal and state regulators. In particular, our proposed team advises multinational companies from all industries, their boards and senior officers, foreign issuers and individuals in all aspects of criminal and complex commercial litigation.

HB’s global resources enable their attorneys to anticipate and respond to parallel investigations and proceedings routinely pursued by federal and state criminal and civil enforcement authorities. The firm defends companies and individuals against allegations in various business contexts and at every stage of the enforcement process, including federal and state grand jury investigations, trials and appeals. We handle investigations and civil and administrative proceedings brought by regulatory bodies such as the DOJ, SEC, CFTC, FINRA, FTC, OFAC, IRS, federal and state banking regulators and state law enforcement agencies throughout the United States. The firm also represents companies and individuals in connection with congressional investigations and inquiries. 

Website: https://www.henrylawny.com/

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