Emerging Issues in FINRA: Consolidated Rules and Amendments in 2016

Broadcast Date: Tuesday, January 12, 2016 from 3:00 pm to 5:00 pm (ET)
Coins surrounding businessmen
Theodore R. Snyder
Jason S. Haselkorn
Richard A. D'Amura, Esq.

SPEAKERS' FIRMS:

About Murphy & McGonigle, PC

Murphy & McGonigle serves the litigation, enforcement defense, and regulatory counseling needs of clients across the full spectrum of the financial services industry – from national banks, broker-dealers, investment advisers, and hedge funds, to national and international securities markets and exchanges.  Many of the firm’s partners formerly served in senior positions at the U.S. Department of Justice, SEC, FINRA, and CFTC and several served in senior executive positions in major financial institutions on Wall Street. 

Murphy & McGonigle, founded in 2010, was created based on an innovative law firm model that rigorously controls overhead while providing its attorneys and clients with state-of-the-art technology and litigation support to ensure both world-class service and maximum cost-efficiency.

Murphy & McGonigle operates out of offices in New York, Washington, D.C., and Richmond, Virginia.

For more information about the firm, please visit www.mmlawus.com.

Website: https://www.mmlawus.com/

About Ciklin Lubitz & O'Connell

Founded in Palm Beach County in 1985, Ciklin Lubitz & O’Connell  is celebrating 30 years of legal service to local, statewide and Fortune 100 clients. The firm is AV Peer Review Rated by Martindale-Hubbell, and seven of the firm’s partners are Board Certified by The Florida Bar in their primary area of practice.

Ciklin Lubitz & O’Connell believes in establishing long term partnerships with clients by striving to prevent legal problems before they occur, negotiate solutions wherever possible, create reliable budgets, and provide early case evaluations so clients can make informed decisions.

Building on this underlying philosophy, Ciklin Lubitz & O’Connell draws on the combined strengths of its professionals to provide a balanced approach to solving legal problems in the areas of business law, tax, real estate, construction law, estate planning, probate, commercial litigation, securities litigation, employment law, family law, appeals, land use, and zoning. Details at https://ciklinlubitz.com.

Website: https://ciklinlubitz.com/

About Kaplan Zeena LLP

Kaplan Zeena LLP was formed in October 2007 and currently maintains law offices in Miami, Florida and Los Angeles, California.  The firm focuses on the efficient resolution of complex business, professional liability, construction and insurance coverage and bad faith litigation.  Core practice areas include securities and broker-dealer defense, professional liability defense, business litigation, insurance industry services (including coverage analysis, coverage litigation and bad faith litigation), construction defect litigation, and employment & discrimination litigation and counseling.  The partners at the firm have developed their specialties over many years of practice and many are also CLE providers.  For more information on our firm, please visit our website at www.kaplanzeena.com.

Website: https://www.kaplanzeena.com/

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