Effective IPO Preparations: What Companies Must Know and Do to Overcome Stock Plan Challenges
Recording Available: Wednesday, March 03, 2021
Overview:
Initial Public Offering (IPO) is a beneficial tool for private corporations to expand and raise their capital by offering their shares to public investors in a new stock issuance. To hold an IPO, several requirements from the Securities and Exchange Commission (SEC) must be met and stock option plans must be carefully laid out. These obligations may confront companies planning to go public with a myriad of challenges and compliance issues.
Because the preparations and transition to IPO can be taxing, private corporations and their counsel must be well-versed with the IPO process. They must also thoroughly review their stock plan designs to ensure compliance with the SEC and be able to maximize their IPO.
In a LIVE Webcast, a panel of key thought leaders and distinguished professionals assembled by The Knowledge Group will present the audience with a practical guide in IPO preparations. Speakers will offer best practices and risk mitigation strategies to mitigate stock plan challenges and leverage the potentials of their IPO.
Key topics include:
- Initial Public Offering: An Overview
- The IPO Process
- Red Flags
- SEC Regulations on IPO
- Mitigating Stock Plan Challenges
- Best Practices
Agenda Coming Soon!
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Who Should Attend:
- Technology Companies and Advisers
- Corporate & Securities Lawyers
- Brokers and Dealers
- Investors
- Digital Finance Professionals
- Financial Fraud Practicing Lawyers
- Senior Financial Management
- Financial Crime Lawyers & Consultants
- Risk and Compliance Officers
- Legal Counsel
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
Live Webcast
Prerequisite:
General knowledge of securities laws
Course Code:
149040
NY Category of CLE Credit:
Areas of Professional Practice
Total Credits:
2.0 CLE
2.0 CPE (Not eligible for QAS (On-demand) CPE credits)
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