HomeWebcastCritical Steps to Keep your BSA Program Current
Critical Steps to Keep your BSA Program Current CLE

Critical Steps to Keep your BSA Program Current

Live Webcast Date: Wednesday, September 14, 2016 from 3:00 pm to 5:00 pm (ET)
CPE BankingRecording

Critical Steps to Keep your BSA Program Current

Join us for this Knowledge Group Critical Steps to Keep your BSA Program Current Webinar. Over the past several years the Bank Secrecy Act (BSA) has caused dramatic operational change. There are myriad factors impacting BSA programs including new and changing products, competitive services, evolving markets and increased regulatory scrutiny around KYC and money-laundering operations. Added to this market and regulatory pressure, there is substantial financial scrutiny on the ongoing cost of compliance and the draconian impacts of non-compliance.  The BSA officer is under incredible pressure to protect the organization, stay current and reduce costs.  In this Knowledge Group Section webcast, a panel of distinguished professionals will help you understand the most critical issues facing the BSA team which will include:

  • Overview of Pressures facing BSA teams
  • Snapshot of the current regulatory environment
  • Key tips to keep pace with growing volume of alerts, emerging threats and increasing regulation
  • Mini-case studies of how several global banks are making change and seeing results
  • Advice for regulators to help them help Banks improve their BSA programs
  • Live interactive Q&A session

This webcast will provide BSA Officers, BSA teams and Regulators with a comprehensive overview of the modern-day BSA program.  Attending this course will give you the tools you need to understand how to optimize the BSA program at your firm. Advanced registration is recommended as space is limited.

Who Should Attend

  • BSA Officer
  • CFO
  • Business leaders
  • Chief Compliance Officer
  • Chief Risk Officer
  • Chief AML Officer
  • BSA team members
  • Regulators

Faculty

Critical Steps to Keep your BSA Program Current
Simon Moss
CEO and President
Pneuron
Critical Steps to Keep your BSA Program Current
Nancy E. Lake, CAMS-Audit, CAMS-FCI
Director of Compliance Anchor
Atlantic Community Bankers Bank
Critical Steps to Keep your BSA Program Current
Patricia A. Rodriguez-Autore, MS
Senior Manager, BSA/AML Analyst
Pentagon Federal Credit Union

Click Here to Read Additional Material

Critical Steps to Keep your BSA Program Current

SEGMENT 1:
Simon Moss, CEO and President
Pneuron
  • Steps to Keep your BSA Program Current
  • The Pillars of the BSA Program
  • KYC
  • TMS
  • FIU
  • Reporting and Documentation
  • BSA Deployment Objectives and Success

SEGMENT 2:
Nancy E. Lake, CAMS-Audit, CAMS-FCI, Director of Compliance Anchor
Atlantic Community Bankers Bank
  • Understanding Human Trafficking and how to identify it in bank transactions
  • Lessons learned from Consent Orders and application to your bank
  • Risk Management of MSBs and TPPPs without de-risking
  • The importance of documentation in CDD/EDD

SEGMENT 3:
Patricia A. Rodriguez-Autore, MS, Senior Manager, BSA/AML Analyst
Pentagon Federal Credit Union
  • Effective BSA/AML Training
  • Training for SAR narratives (Difference between an effective SAR narrative vs not)
  • Training for all different Business Lines based on Job Description
  • Training for Board Members

Critical Steps to Keep your BSA Program Current

Critical Steps to Keep your BSA Program Current

Simon MossCEO and PresidentPneuron

Simon Moss is the Chief Executive Officer and Board Member for Pneuron Corporation. In this role, Moss is responsible for overseeing the management, strategy and operations of the business on a global basis. Under Moss’ leadership, the company was founded, capitalized and the strategic platform developed, transforming Pneuron into a global technology provider. Simon brings over 20 years of successful strategic leadership as CEO, Partner and Board member in the financial services industry, and has a proven track record as a successful entrepreneur.

Moss was most recently the CEO of Avistar and served four years with Mantas, moving the company into positive revenue streams and ultimate acquisition by Oracle Corporation. Previously, he served as Partner at Price Waterhouse Coopers, and was co-Founder of Risk Management Services Practice at IBM, all rounding out his extensive experience in financial services, trading and consulting practices. Simon excels in corporate revitalization and developing new go to market strategies for small emerging businesses as well as Fortune 1000 organizations. Moss is also on the Board of Directors for C6 Intelligence.

Critical Steps to Keep your BSA Program Current

Nancy E. Lake, CAMS-Audit, CAMS-FCIDirector of Compliance AnchorAtlantic Community Bankers Bank

Nancy Lake has over a decade of experience in the BSA/AML world. Nancy was CAMS certified in 2008, received her CAMS-Audit certification in 2013, and her CAMS-FCI certification in 2015. She has served as BSA Officer in multiple banks where she successfully set up the entire BSA program. She has conducted bank wide BSA/AML training including Board of Director training. Nancy has experience working with or implementing several automated BSA/AML monitoring systems.

Nancy joined Atlantic Community Bankers Bank in 2012 to develop a new consulting division, Compliance Anchor. Nancy is utilizing her BSA experience and 19 years as an educator to provide assistance to community banks in managing risk and developing sound internal programs and best practices.

Critical Steps to Keep your BSA Program Current

Patricia A. Rodriguez-Autore, MSSenior Manager, BSA/AML AnalystPentagon Federal Credit Union

Patricia Rodriguez-Autore is currently the Bank Secrecy Act Senior Manager at Pentagon Federal Credit Union where she is responsible for designing, implementing, and managing all aspects of the AML/BSA/OFAC Program. Prior to PenFed, Patricia was the Compliance BSA/AML Consultant at O’Conner Law Firm where she executed all Banking related cases pertaining to regulatory and compliance issues, including BSA/AML/OFAC/USA Patriot Act, Privacy, Information protection and several other consumer regulations.

Patricia is an expert within the financial crimes industry, supported by extensive knowledge of domestic and international compliance policies, procedures and risk assessments related to AML/BSA/OFAC/KYC, fraud and suspicious activity detection and monitoring.  

Critical Steps to Keep your BSA Program Current

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   On-demand Webcast

Prerequisite:
   NONE

Course Code:
   145920

NASBA Field of Study:
   Business Law

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Pneuron’s leading business orchestration software enables organizations to flexibly leverage their existing applications, infrastructure, services and data to create and deliver actionable intelligence – in half the time and cost. Through Pneuron’s innovative, distributed approach, companies are no longer faced with the complex centralization and integration requirements of traditional approaches. Pneuron and its patented groundbreaking technology have garnered numerous awards and recognitions including: Forrester Breakout Vendor, Inc. 5000 fastest growing private company, MIT Sloan School CIO Enterprise Innovator Award, 2015 Gartner Cool Vendor, CRN’s 2015 & 2016 Emerging Vendors designation and SD Times Company to Watch. 

Website: https://pneuron.com/

Compliance Anchor®, a unit of Atlantic Community Bankers Bank, provides an online, cost effective training solution which includes topic-specific webinars and Veterans’ Venues, with a focus on BSA and consumer compliance. Veterans’ Venues are online webinar/networking events through which participants are provided the latest regulatory updates including final and proposed regulations, regulatory issuances, enforcement actions, specific topic information, other items of interest and industry news. The phone lines are then opened for discussion and questions. Compliance Anchor also provides bank training and support to community banks, remotely or in person based upon the needs of the financial institution.  

Website: https://www.acbb.com/

Ultimate Value Annual Program

Bring a colleague for only $149, a savings of $50 per additional attendee.

  • Unlimited Access to Live & Recorded Webcasts
  • Instant Access to Course Materials
  • And More!

$199