HomeWebcastRecent BSA/AML Trends and Developments: Best Compliance Practices for Your Client
Online CLE BSA/AML CLE

Recent BSA/AML Trends and Developments: Best Compliance Practices for Your Client

Live Webcast Date: Thursday, January 30, 2020 from 12:00 pm to 2:00 pm (ET)
Banking (CLE)Financial Industry CLE & CPELive Webcast
Registration & Pricing Options
Add to Calendar 01/30/2020 12:00 pm 01/30/2020 2:00 pm America/New_York The Knowledge Group Webinar: Recent BSA/AML Trends and Developments: Best Compliance Practices for Your Client If you haven’t registered for this event please click here:https://www.theknowledgegroup.org/checkout/?add-to-cart=148734\r\n As threats of financial crimes continue to grow, enforcement actions under the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) remain to have a significant impact and implication on future regulations.  Recently, the Office of the Comptroller of the Currency (OCC) released its 2020 bank supervision operating plan that sets forth its supervisory strategies and objectives regarding BSA/AML compliance. Through the plan, the agency asserted its priority on customer due diligence and beneficial ownership, specifically by “determining whether BSA/AML risk management systems match the complexity of business models and products offered, evaluating technology solutions to perform or enhance BSA/AML oversight functions, and assessing the adequacy of suspicious activity monitoring and reporting systems and processes”. \n \nThese changes provide a crucial need for financial institutions to update and enrich their AML program, meet compliance obligations, and avoid potential risks and pitfalls.  \n \nThe Knowledge Group has assembled a panel of key thought leaders and professionals to provide an in-depth review and analysis of the recent trends and developments in the BSA/AML landscape. Speakers will provide the audience with practical tips and best compliance strategies in ensuring maximum compliance in the midst of a rapidly evolving legal climate. \n \nSome of the major topics that will be covered in this course are: \n \n \n Overview of BSA/AML Bank Supervision Operating Plan \n Recent Trends and Updates \n Legal Risks and Issues \n Practical Tips and Strategies \n Best Compliance Practices \n What Lies Ahead \n \n https://www.theknowledgegroup.org/webcasts/bsa-aml-trends-and-developments/

Online CLE BSA/AML

Join us for this Knowledge Group Online CLE BSA/AML Webinar. As threats of financial crimes continue to grow, enforcement actions under the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) remain to have a significant impact and implication on future regulations.  Recently, the Office of the Comptroller of the Currency (OCC) released its 2020 bank supervision operating plan that sets forth its supervisory strategies and objectives regarding BSA/AML compliance. Through the plan, the agency asserted its priority on customer due diligence and beneficial ownership, specifically by “determining whether BSA/AML risk management systems match the complexity of business models and products offered, evaluating technology solutions to perform or enhance BSA/AML oversight functions, and assessing the adequacy of suspicious activity monitoring and reporting systems and processes”.

These changes provide a crucial need for financial institutions to update and enrich their AML program, meet compliance obligations, and avoid potential risks and pitfalls. 

The Knowledge Group has assembled a panel of key thought leaders and professionals to provide an in-depth review and analysis of the recent trends and developments in the BSA/AML landscape. Speakers will provide the audience with practical tips and best compliance strategies in ensuring maximum compliance in the midst of a rapidly evolving legal climate.

Some of the major topics that will be covered in this course are:

  • Overview of BSA/AML Bank Supervision Operating Plan
  • Recent Trends and Updates
  • Legal Risks and Issues
  • Practical Tips and Strategies
  • Best Compliance Practices
  • What Lies Ahead

Agenda

Susrut A. Carpenter, Attorney
Baker & Hostetler LLP

Who Should Attend

  • Banking and Finance Lawyers
  • Anti-Money Laundering Lawyers
  • AML/BSA Compliance Managers and Officers
  • Financial Reporting Officers
  • Financial Auditors
  • Accountants
  • Finance Executives

Online CLE BSA/AML

Susrut A. Carpenter, Attorney
Baker & Hostetler LLP

Online CLE BSA/AML

Online CLE BSA/AML

Susrut A. CarpenterAttorneyBaker & Hostetler LLP


Click Here to Read Additional Material

Online CLE BSA/AML

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   Live Webcast

Prerequisite:
   General knowledge of banking and finance laws

Course Code:
   148581

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credits:
    2.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

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