Anti-Money Laundering Enforcement Landscape: Tougher Penalties and Compliance Requirements

Production Date: Wednesday, November 06, 2019 from 12:00 pm to 1:30 pm (ET)
Eric A. Bensky
Stella M. Mendes
James DeFrantz

SPEAKER FIRMS:

About Murphy & McGonigle

Murphy & McGonigle serves the regulatory, enforcement defense, litigation, and counseling needs of clients across the full spectrum of the financial services industry – from national and international securities market qs and exchanges to national banks, broker-dealers, investment advisers, and hedge funds.

Many of the firm’s partners formerly served in senior positions at the Securities and Exchange Commission (SEC), the U.S. Department of Justice, FINRA, the Commodity Futures Trading Commission (CFTC), and the New York State Department of Financial Services, and several served in senior legal positions at major Wall Street financial institutions.

Murphy & McGonigle has been named a National Tier One law firm in Securities Litigation, Securities Regulation, and Corporate Law by a leading industry survey. The Firm operates in New York, Washington, DC, and Richmond, VA.

Website: https://www.mmlawus.com/

About FTI Consulting

FTI Consulting is an independent global business advisory firm dedicated to helping organizations manage change, mitigate risk and resolve disputes: financial, legal, operational, political & regulatory, reputational and transactional. Individually, each practice is a leader in its specific field, staffed with experts recognized for the depth of their knowledge and a track record of making an impact. Collectively, FTI Consulting offers a comprehensive suite of services designed to assist clients across the business cycle – from proactive risk management to the ability to respond rapidly to unexpected events and dynamic environments.

Website: https://www.fticonsulting.com/

About Virtual Compliance Management LLC

Virtual Compliance Management Services, LLC (“VCM” or “Virtual Compliance Management”) is a collective of former regulators, compliance officers, internal auditors, and trainers that offer consulting services across a variety of compliance functions. VCM staff includes more than 100 years of auditing experience and specializes in providing BSA/AML compliance and audit services to financial institutions. Virtual Compliance Management (VCM) has no current plans for any merger, acquisition, or joint marketing arrangements. VCM registered with the California Secretary of State in December of 2009 and its status is active. Entity number is 201002710225. Additional information can be found at www.vcm4you.com.    

Website: http://www.vcm4you.com/

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