HomeWebcastAnti-Money Laundering Due Diligence and Compliance in the 2019 Landscape: Going Beyond the Horizon

Anti-Money Laundering Due Diligence and Compliance in the 2019 Landscape: Going Beyond the Horizon

Live Webcast Date: Thursday, February 07, 2019 from 12:00 pm to 1:00 pm (ET)
CPE FinanceRecording

Online CLE AML

Join us for this Knowledge Group Online CLE AML Webinar. In today’s economy, money laundering is a strong-growing problem. The emergence of new financial technologies, such as cryptocurrency, further develop well-established laundering methods. The evolving regulatory and political landscapes, along with the rapid changes in the market, intensify complexities of anti-money laundering (AML) and sanctions compliance, making it a major challenge for every financial institutions.

Businesses and professionals outside the financial sector should also be aware of AML and counter terrorist finance regulations and laws since a number of white collar violations are laundering related offenses.

In this Webcast, a panel of distinguished professionals and thought leaders assembled by The Knowledge Group will help financial institutions and their counsel understand the important aspects of this significant topic. They will provide an in-depth discussion of the recent developments and noteworthy issues surrounding the AML landscape. Speakers will also offer best practices in developing and implementing an effective AML due diligence and compliance program.

Key topics include:

  • Anti-Money Laundering (AML) – Recent Compliance Developments
  • Regulatory and Legislative Updates
  • Notable Enforcement Actions
  • Risks and Pitfalls
  • Best Compliance Practices
  • What Lies Ahead for 2019

Who Should Attend

  • Banking and Finance Lawyers
  • AML/BSA Lawyers
  • Banking and Finance Professionals
  • Accountants
  • Auditors
  • CFOs
  • Anti-Money Laundering Officers
  • AML Compliance Officers
  • Risk Mitigation Officers
  • Fraud Monitoring Officers
  • BSA Officers and Managers
  • AML investigators
  • Other Interested Professionals
  • BSA/AML/CFT, Fraud, OFAC Compliance and Sanctions and Cyber-enabled financial crimes

Preview Podcast

Please click the podcast below to hear the speakers discuss the key topics for this webcast.


Online CLE AML
Anne Marie Minogue
Senior Director
Online CLE AML
Michael J. O'Leary
Of Counsel
Holland & Hart LLP

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Online CLE AML

Anne Marie Minogue, Senior Director

Michael J. O'Leary, Of Counsel
Holland & Hart LLP
  • Increased Focus on Customer Due Diligence and Ultimate Beneficial Owners
    • FinCen Regulations and Geographic Targeting Orders
    • New UBO Rules/Legislation Around the World
    • Challenges in Implementing UBO Rules
  • Increasing Complexity in U.S. and Foreign Sanctions Compliance
    • New OFAC programs (e.g., Russia-related sanctions) are Complex and Require More Sophisticated Compliance Controls
    • Creation of new programs heightens need to update compliance program in real-time
    • Dealing with International Sanctions Programs
    • Applying a risk based approach in your Sanctions Program
  • Integration of AML/Anti-Corruption/Sanctions Compliance Procedures
    • Increasingly impossible and unwise to segregate compliance competencies
    • Implementation of Risk-Based Approach and Common Sense Solutions
    • Development of better data and better resource allocations
      • Need to reduce “false positives” and wasted resources
  • Examples of areas of commonality
  • Applying integration for efficiency
  • AML Compliance Relating to Cryptocurrencies
    • Overview of Regulatory Landscape
    • Applying AML Controls to Blockchain
    • Vulnerabilities
  • Increased Information Sharing Between Regulators and Among Market Participants
    • FATF Guidance
    • Legal Restrictions and Data Privacy
    • The Implementation of Blockchain/Distributed Ledger Technology by Financial Institutions Banking
    • Regulatory Reviews

Online CLE AML

Online CLE AML

Anne Marie MinogueSenior DirectorNavigant

As a Senior Director in Navigant's Global Investigations & Compliance Practice, Anne Marie specializes in fraud, corruption and money laundering investigations.  She assists companies in strengthening their fraud risk management capabilities, helps international organizations build effective anti-bribery/corruption protocols.  Anne Marie also works with financial institutions to assess, create and enhance their anti-money laundering/terrorist financing programs as well as conducts independent investigations, performs gap analyses, and executes risk assessments.

Prior to joining the consulting industry, Anne Marie was a special agent in the Criminal Investigation Division of the Internal Revenue Service and held several positions of leadership in the organization.  In these capacities Anne Marie supervised the investigations of many criminal violations including money laundering, tax fraud and other fraud schemes.

Online CLE AML

Michael J. O'LearyOf CounselHolland & Hart LLP

Mike O’Leary represents companies and individuals in connection with U.S. and international criminal and regulatory investigations.  He also regularly counsels businesses facing compliance and regulatory issues relating to the Foreign Corrupt Practice Act (“FCPA”) and anti-corruption, money laundering, economic sanctions programs administered by the U.S. Department of the Treasury’s Office of Foreign Assets Controls (“OFAC”), and the Arms Export Control Act (“AECA”) and International Traffic in Arms Regulations (“ITAR”). 

Mike previously served as an Assistant United States Attorney in the U.S. Attorney's Office for the Southern District of Florida in Miami, where he investigated and prosecuted a wide variety of federal offenses, including bank and wire fraud, identity theft, violent crimes, Medicare fraud, money laundering, currency-related offenses, and international narcotics trafficking.

Online CLE AML

Course Level:

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   On-demand Webcast

   Experience in banking or finance laws

Course Code:

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credit:
    1.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Navigant Consulting, Inc. (NYSE: NCI) is an independent specialized, global professional services firm that combines deep industry knowledge with technical expertise to enable companies to defend, protect and create value. With a focus on industries and clients facing transformational change and significant regulatory and legal issues, the Firm serves clients primarily in the healthcare, energy and financial services sectors which represent highly complex market and regulatory environments. Professional service offerings include strategic, financial, operational, technology, risk management, compliance, investigative solutions, dispute resolutions services and business process management services. The Firm provides services to companies, legal counsel and governmental agencies. The business is organized in four reporting segments – Disputes, Investigations & Economics; Financial, Risk & Compliance; Healthcare; and Energy. More information about Navigant can be found at navigant.com.

Website: https://www.navigant.com

Founded in 1947 in Denver, Holland & Hart LLP is a full-service law firm that today has approximately 470 lawyers across eight states and in Washington, D.C. delivering integrated legal solutions to regional, national, and international clients of all sizes in a diverse range of industries.  Holland & Hart delivers a level of service to our clients that is rarely seen in today’s marketplace. Founded on a spirit of pioneering and innovation that continues today, the Firm’s customer-driven culture is responsive and collaborative and leverages its knowledge of your business and your industry to deliver strategic counsel aligned with your long-term goals.

Holland & Hart’s Government Investigations and White Collar Defense Group includes former U.S. Department of Justice, U.S. Securities and Exchange Commission, and U.S. Treasury Department attorneys with substantial experience advising clients with respect to anti-money laundering compliance, anti-corruption protocols, and navigating economic sanctions and export controls.

Website: https://www.hollandhart.com

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