Anti-Money Laundering and Counter Terrorism Financing in Banking and Finance
Overview:
Money laundering and terrorist’s financial activities have wreaked havoc on the global financial system. As more sophisticated and new modalities are used to execute complex money laundering schemes to help fund terrorists, finance directors and compliance officers will need to work closely with the organization’s governing board and corporate counsel to plug up any leaks which could open the door to illicit activity.
In a two-hour Live webcast assembled by the Knowledge Group, a panel of AML/CTF specialists and thought leaders will discuss the latest money laundering and terrorist financing trends and typologies in banking and finance. In addition to a walk through on AML/CTF regulations, the speakers will offer valuable insights on how to apply international best practices and develop effective strategic tools in strengthening your risk reduction process to prevent the catastrophic impact of money laundering and terrorist financing.
Agenda:
SEGMENT 1:
Richard J. Zack, Partner ,
Pepper Hamilton LLP
- How AML and BSA intersect with payment systems
- The key problems at the intersection
- Regulators’ views on payment systems, including Third Party Payment Processors, ISOs, and Mobile Payment Systems
- What to expect during BSA exams as it relates to payment systems
- How to prepare for your upcoming BSA exam as it relates to payment systems
- Class actions, DOJ scrutiny, and other things that go wrong from problems with payment systems
SEGMENT 2:
David S. Weinstein, Partner ,
Clarke Silverglate, P.A
- Examining deferred prosecution agreements, reviewing the essentials of in-house compliance programs, employee conduct and maintaining open lines of communication with the Department of Justice.
SEGMENT 3:
John M. Geiringer, Partner,
Barack Ferrazzano Kirschbaum & Nagelberg LLP
- Examination and Enforcement Action Trends Among the Bank regulators, FinCEN and OFAC along with the new Suspicious Activity Report form
SEGMENT 4:
Amit Kumar, Ph.D., Fellow for Homeland Security and Counterterrorism,
Center for National Policy
- The Revised FATF Standards and Their Potential Effect on Countering the Financing of Terrorism Efforts Internationally
Who Should Attend:
- C-Levels
- Compliance and Risk Officers
- AML/CTF Professionals
- Money Laundering Reporting Officers
- Money Service Businesses
- Bank and Financial Institution Executives
- Bank and Financial Institution Auditors
- Banking Lawyers & Consultants
- Anti–Money Laundering Lawyers and Specialists
- Security Operations
- Fraud Monitoring
- Business Analysts
- Fraud Analysts
- And Other Interested Professionals
Richard J. Zack is a partner in the White Collar and Corporate Investigations and Commercial Litigation Practice Groups of Pepper …
Mr. Weinstein heads Clarke Silverglate’s white collar criminal defense practice. His areas of expertise include corporate compliance laws, asset forfeiture …
John Geiringer leads the regulatory practice area of Barack Ferrazzano’s financial institutions group. John is a well known banking attorney …
Dr. Amit Kumar is the Fellow for Homeland Security and Counterterrorism at the Center for National Policy in Washington DC; …
Course Level:
Intermediate
Advance Preparation:
Print and review course materials
Method of Presentation:
On-demand Webcast (CLE)
Prerequisite:
NONE
Course Code:
124347
NASBA Field of Study:
NY Category of CLE Credit:
Total Credits:
2.0 CLE
Login Instructions:
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SPEAKERS' FIRMS:
Kilpatrick Townsend & Stockton LLP
Center for National Policy
About Pepper Hamilton LLP
Pepper Hamilton LLP is a multi-practice law firm with more than 500 lawyers nationally. The firm provides corporate, litigation and regulatory legal services to leading businesses, governmental entities, nonprofit organizations and individuals throughout the nation and the world. The firm was founded in 1890.
Website: https://www.pepperlaw.com/
About Kilpatrick Townsend & Stockton LLP
About Barack Ferrazzano Kirschbaum & Nagelberg LLP
The Barack Ferrazzano Financial Institutions Group has 30 bank lawyers representing over 250 financial institutions around the country, addressing the entire spectrum of industry-related legal issues. We formulate creative solutions, emphasizing relationships, service and stability. Our firm is consistently ranked as a top law firm in bank mergers and regulatory issues.www.bfkn.com
Website: https://www.bfkn.com/
About Center for National Policy
The Center for National Policy is an independent think tank dedicated to advancing the economic and national security of the United States. We bring together thought leaders and decision makers who are focused on the revitalization of our economy for the benefit of all Americans and the strengthening of the values of human rights and democracy at home and across the globe.
We live in a time when the United States and the American people have been pressed by global economic competition, rocked by systemic financial shocks and challenged by complex international crisis.
Now more than ever, thought leaders and decision makers need strong policy concepts and timely insights into important economic and national security issues delivered clearly and concisely. Leaders standing up for those left behind by globalization and who speak to the continuing role America must play to promote democracy and human rights across the globe, need a place to highlight their good ideas and engage with thought leaders and decision makers across the current partisan divide. That place is the Center for National Policy.