FINRA’s Guidance for Securities Traders Using Algorithmic Trading Strategies: A Perspective in 2016

Broadcast Date: Tuesday, October 27, 2015 from 10:00 am to 12:00 pm (ET)
CLE Administrative Law
Jeffrey Plotkin
Ross Pazzol
Harry Frischer


About Finn Dixon & Herling LLP

Finn Dixon & Herling LLP is a corporate law firm in Stamford, Connecticut with approximately fifty attorneys.  The firm focuses on private equity and M&A transactions, investment adviser and broker-dealer regulation, government and internal investigations, and complex commercial litigation.  For eleven consecutive years, the firm has been ranked in Chambers and Partners' top tier for Corporate/M&A law firms in Connecticut.  Finn Dixon & Herling LLP is the only law firm currently designated by Chambers to its top tier, “Band 1”, for Corporate/M&A law firms in Connecticut.  


About Katten Muchin Rosenman

Katten’s founding attorneys sought to create an entrepreneurial law firm, providing not just excellent legal services but also a deep understanding of business and industry paired with superb client service.


About Proskauer Rose LLP

Proskauer is a leading international law firm focused on creating value. Our roots go back to 1875, when we were founded in New York City. With 700+ lawyers active in virtually every major market worldwide, we are recognized not only for our legal excellence, but also our dedication to client service. Our clients include many of the world’s top companies, financial institutions, investment funds, not-for-profit institutions, governmental entities and other organizations across industries and borders. We also represent individuals in transactions and other matters.  In addition to New York, we have offices in Beijing, Boston, Chicago, Hong Kong, London, Los Angeles, Paris, São Paulo and Washington, D.C., as well as Boca Raton, Newark and New Orleans.