Form ADV Reporting and Disclosure Amendments: Are You Ready for What Lies Ahead?

Broadcast Date: Thursday, January 18, 2018 from 3:00 pm to 4:30 pm (ET)
David Y. Dickstein
Anne Choe
Kimberly M. Versace


About Katten Muchin Rosenman LLP

Katten Muchin Rosenman LLP is a full-service law firm with more than 600 attorneys in locations across the United States and in London and Shanghai. Clients seeking sophisticated, high-value legal services turn to Katten for counsel locally, nationally and internationally. The firm’s core areas of practice include

corporate, financial services, insolvency and restructuring, litigation, real estate, environmental, commercial finance, intellectual property, structured finance and securitization, and trusts and

estates. Katten represents public and private companies in numerous industries, including a third of

the Fortune 100, as well as a number of government and nonprofit organizations and individuals. Katten’s leading practices and attorneys have been recognized in Chambers & Partners guides, Best Lawyers in America®, U.S. News – Best Lawyers® “Best Law Firms” and The Legal 500, among others.


About Willkie Farr & Gallagher LLP

Willkie is an elite international law firm of approximately 700 lawyers located in nine offices in six countries. For more than 125 years, Willkie has represented companies across a wide spectrum of businesses and industries, most notably financial services. The firm’s preeminent Asset Management Group provides legal services to a wide array of clients, including privately owned investment advisers, publicly traded asset management firms, broker dealers, insurance companies and banks. Willkie regularly advises asset managers on subjects ranging from operations, to fund formations, to compliance and regulation.  The firm provides insight and knowledge into the legal needs of sponsors of public and private funds alike, allowing us to bring a practical, efficient approach to analyzing issues and solving problems.  The group is Chambers rated and was named “Investment Funds Firm of the Year” at the 2017 and 2014 Chambers USA Awards for Excellence


About Richards Kibbe & Orbe LLP

RK&O is an elite boutique law firm focused on the financial sector. For more than 25 years, we have represented financial firms in transactions, compliance and litigation, and have consistently been at the forefront of emerging legal issues and investment activities. The sophistication and intensity that have made RK&O a leader in complex financial transactions and compliance issues have also driven our success in representing institutional clients, funds and individuals confronting government investigations, securities law violations and complex business disputes.

RK&O conducts a highly collaborative practice through approximately 65 lawyers based in New York, Washington, D.C. and London.  With a long track record of achieving positive outcomes for clients, RK&O attorneys are recognized as being among the most qualified legal practitioners in the financial services sector, both in the U.S. and around the globe.