HomeWebcastThe 2019 Bank Secrecy Act Reporting Priorities: What to Expect
Online CLE Bank Secrecy Act CLE

The 2019 Bank Secrecy Act Reporting Priorities: What to Expect

Live Webcast Date: Wednesday, April 03, 2019 from 12:00 pm to 1:00 pm (ET)
CPE BankingFinancial Industry CLE & CPEGovernment Law CLE & CPERecording

Online CLE Bank Secrecy Act

Join us for this Knowledge Group Online CLE Bank Secrecy Act Webinar. The Bank Secrecy Act (BSA) requires financial institutions to implement Anti-Money Laundering (AML) Programs that include filing reports and keeping records involving currency dealings and client relationships. For the past years, BSA regulatory expectations have heightened.

The trend is expected to continue in 2019 as the U.S. government increases its AML supervision and enforcement efforts. This leaves a call for financial institutions’ executives to consistently assess BSA reporting priorities and address BSA/AML Program compliance challenges to ensure a better position in 2019.

Our panel of key thought leaders and practitioners will offer a discussion of the fundamentals as well as updates regarding the latest and significant issues surrounding BSA Reporting Priorities. Speakers will also offer best practices in overcoming potential compliance challenges and in developing and implementing an effective BSA/AML Program.

Key topics include:

  • The Bank Secrecy Act: An Overview
  • Recent Trends and Developments
  • BSA Reporting Priorities in 2019
  • Common Risks and Pitfalls
  • Best Practices

Who Should Attend

  • AML/BSA Officers
  • CFOs
  • Business leaders
  • Chief Compliance Officers
  • Chief Risk Officers
  • Chief AML Officers
  • BSA Team Members
  • Regulators

Preview Podcast

Please click the podcast below to hear the speakers discuss the key topics for this webcast.

Faculty

Online CLE Bank Secrecy Act
Claiborne (Clay) W. Porter
Managing Director
Navigant
Online CLE Bank Secrecy Act
Eric A. Bensky
Shareholder
Murphy & McGonigle

Click Here to Read Additional Material

Online CLE Bank Secrecy Act

SEGMENT 1:
Claiborne (Clay) W. Porter, Managing Director
Navigant
  • Core principles of an effective compliance program including what regulators and prosecutors expect to see in compliance programs.
  • The “convergence” of compliance programs given new settlements that link corruption with money laundering.
  • Practical tips on what to include in SARs and detecting corruption proceeds in financial transactions.

SEGMENT 2:
Eric A. Bensky, Shareholder
Murphy & McGonigle
  • Broker-Dealers’ Suspicious Activity Monitoring and Reporting
    • The Broker-Dealer SAR Rule
    • Regulatory Enforcement: Programmatic Issues vs. Objective Suspiciousness
    • Types of Transactions Drawing Regulators’ Scrutiny
    • The Perils of Unintentional Surveillance and Escalation Gaps
    • Judicial Guidance on What to Include in SARs

Online CLE Bank Secrecy Act

Online CLE Bank Secrecy Act

Claiborne (Clay) W. PorterManaging DirectorNavigant

Claiborne (Clay) W. Porter is Head of Investigations and a Managing Director in the Global Investigations & Compliance practice at Navigant. Through his supervisory roles and as a Trial Attorney in the United States Department of Justice's Money Laundering and Asset Recovery Section ("MLARS"), Clay gained extensive experience managing complex, international and domestic financial investigations in matters relating to money laundering, the Bank Secrecy Act ("BSA") / AML laws and regulations, U.S. economic sanctions, and anti-corruption and anti-bribery laws.

Online CLE Bank Secrecy Act

Eric A. BenskyShareholderMurphy & McGonigle

Eric A. Bensky focuses on securities litigation and enforcement, with an emphasis on representing prime brokers, clearing firms, and other broker-dealers in court, arbitration, and regulatory investigations and disciplinary proceedings.  Over the past several years, he has represented broker-dealers and their personnel in regulatory examinations, investigations, and enforcement proceedings concerning anti-money laundering obligations, particularly with respect to the monitoring, investigation, and reporting of potentially suspicious activity.  Non-broker-dealer clients have included a leading national and international bank, a major mutual fund complex, public companies and their officers and directors, individuals and entities suspected of or charged with insider trading, investment advisory firms, and hedge funds. 

Online CLE Bank Secrecy Act

Course Level:
   Intermediate

Advance Preparation:
   Print and review course materials

Method Of Presentation:
   On-demand Webcast

Prerequisite:
   General knowledge of banking and finance laws

Course Code:
   147776

NY Category of CLE Credit:
   Areas of Professional Practice

Total Credit:
    1.0 CLE

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About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

About the Knowledge Group

The Knowledge Group

The Knowledge Group has been a leading global provider of Continuing Education (CLE, CPE) for over 13 Years. We produce over 450 LIVE webcasts annually and have a catalog of over 4,000 on-demand courses.

Navigant Consulting, Inc. (NYSE: NCI) is a specialized, global professional services firm that helps clients take control of their future. Navigant’s professionals apply deep industry knowledge, substantive technical expertise, and an enterprising approach to help clients build, manage, and/or protect their business interests. With a focus on markets and clients facing transformational change and significant regulatory or legal pressures, the firm primarily serves clients in the healthcare, energy, and financial services industries. Across a range of advisory, consulting, outsourcing, and technology/analytics services, Navigant’s practitioners bring sharp insight that pinpoints opportunities and delivers powerful results. More information about Navigant can be found at navigant.com.

Website: https://www.navigant.com/

Murphy & McGonigle serves the regulatory, enforcement defense, litigation, and counseling needs of clients across the full spectrum of the financial services industry – from national and international securities markets and exchanges to national banks, broker-dealers, investment advisers, and hedge funds.

Many of the firm’s partners formerly served in senior positions at the Securities and Exchange Commission (SEC), the U.S. Department of Justice, FINRA, the Commodity Futures Trading Commission (CFTC), and the New York State Department of Financial Services, and several served in senior legal positions at major Wall Street financial institutions.

Murphy & McGonigle has been named a National Tier One law firm in Securities Litigation, Securities Regulation, and Corporate Law by a leading industry survey. The Firm operates in New York, Washington, DC, and Richmond, VA.

Website: https://www.mmlawus.com/

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