Tracey Salmon-Smith CLE Attorney

Tracey Salmon-Smith


Drinker Biddle & Reath LLP

Tracey Salmon-Smith is a partner at Drinker Biddle & Reath LLP in the Commercial Litigation Group/Broker-Dealer Team.  Ms. Salmon-Smith represents broker-dealers before the Financial Industry Regulatory Authority (FINRA) in arbitrations and mediations related to allegations of sales practice violations and failure to supervise claims.  She also handles regulatory inquires, as well as discrimination, work-place harassment, wrongful discharge, U5 defamation matters, and expungement proceedings.  Ms. Salmon-Smith also assists clients in complex commercial disputes, including class and collective actions, and internal investigations. Previously, Ms. Salmon-Smith served as Director and Associate General Counsel at UBS Financial Services Inc., and served seven years as an Assistant United States Attorney for the Eastern District of New York (EDNY).