Timothy C. Foley CLE Attorney

Timothy C. Foley

Counsel

Alston & Bird LLP

Tim Foley is a counsel at Alston & Bird and based in Washington D.C.  Tim advises bulge-bracket investment banks and other top-tier financial institutions, particularly U.S.-registered broker-dealers, in regulatory compliance and enforcement matters involving the SEC, FINRA, self-regulatory (SRO) agencies and state and foreign regulatory agencies. Tim has extensive knowledge of trading operations and sales practices of institutional and retail broker-dealers.