Stephen P. Wilkes
The Wagner Law Group
Stephen Wilkes is a partner with The Wagner Law Group, and has over 35 years of experience in the ERISA/Employee Benefits world, His practice is especially focused on the intersection of ERISA fiduciary services / plan investments and the related securities law regimes of the SEC, FINRA, IRS and the OCC. Steve is a Practice Group leader for the ERISA Fiduciary Services Practice, the Investment Management Law Practice, and the Independent Fiduciary Practice at Wagner. In addition to plan sponsors, Steve’s client group includes a national base of investment advisers, broker dealers, trust companies, mutual fund complexes, fund managers, TPAs and record keepers….all of whom are delivering investment services and products into the retirement sector.