Stephen P. Wilkes CLE Attorney

Stephen P. Wilkes

Partner

The Wagner Law Group

Stephen Wilkes is a partner with The Wagner Law Group, and has over 35 years of experience in the ERISA/Employee Benefits world,  His practice is especially focused on the intersection of ERISA fiduciary services / plan investments and the related securities law regimes of the SEC, FINRA, IRS and the OCC.  Steve is a Practice Group leader for the ERISA Fiduciary Services Practice, the Investment Management Law Practice, and the Independent Fiduciary Practice at Wagner.   In addition to plan sponsors, Steve’s client group includes a national base of investment advisers, broker dealers, trust companies, mutual fund complexes, fund managers, TPAs and record keepers….all of whom are delivering investment services and products into the retirement sector.