Allen & Overy LLP
Kurt has significant experience in a wide range of SEC and regulatory enforcement matters. Kurt often represents multinational clients and their employees in connection with complex internal investigations and high-profile enforcement actions. He helps clients deconstruct complicated fact patterns while navigating demands from U.S. regulators, and he is regularly called on by clients to design and execute risk-based internal investigations. In non-contentious matters, Kurt is frequently asked to help clients develop and implement compliance policies and procedures and he regularly conducts compliance training for employees.
Kurt has particular expertise in matters involving alleged securities or financial fraud, insider trading, FCPA compliance, and Ponzi scheme allegations. Kurt also has a deep understanding of the SEC’s whistleblower program and frequently writes and speaks on the subject.