Ballard Spahr LLP
Jonathan Levy is the Practice Leader of the firm's Investment Management Group. Jon advises investment managers, investment companies, and institutional investors on securities and corporate law. He also regularly advises private and public companies, as well as officers, directors, and shareholders, on a wide range of matters related to corporate and securities law. He has significant experience in investment management, public-company disclosure, public mergers and acquisitions and other change-in-control and strategic transactions.
Jon's investment management work encompasses organizing, registering, and structuring money-management firms and public and private investment companies, representing buyers and sellers on M&A transactions involving investment advisors and similar businesses and providing counsel on SEC, FINRA, and other regulatory-compliance matters, including preparing clients for inspections and defending them in enforcement actions.