Guidepost Solutions LLC
Allison Spagnolo is a managing director at Guidepost Solutions LLC. She works on various compliance engagements for financial institutions to review AML and sanctions issues and conduct on-site inspections and reviews for monitorships and other compliance matters. She worked with an international European bank to ensure it has a robust sanctions and AML compliance program and provided extensive advice and recommendations regarding these matters, as well as the organization and governance of its compliance function and KYC program and processes. Ms. Spagnolo has experience revising policies and procedures to fully comply with relevant laws and regulations; conducting testing to identify potential vulnerabilities; and creating and implementing appropriate action plans and remediation efforts. Her background includes developing risk reviews and assessments for public and private entities.