Description
In a two hour live webcast, a panel of thought leaders and practitioners assembled by The Knowledge Group will discuss the significant and latest issues with respect to the SEC examinations of investment advisers and privately-managed funds to comply with federal securities laws.
Key topics include:
- SEC examinations of investment advisers and privately-managed funds in 2014: an overview
- Emerging trends and issues
- Recent cases and impacts
- Strategies, techniques and best practices
- Latest regulatory updates and a lot more!
