Securities Laws in 2014: SEC Examinations of Investment Advisers and Privately-Managed Funds

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Description

In a two hour live webcast, a panel of thought leaders and practitioners assembled by The Knowledge Group will discuss the significant and latest issues with respect to the SEC examinations of investment advisers and privately-managed funds to comply with federal securities laws.

Key topics include:

  • SEC examinations of investment advisers and privately-managed funds in 2014: an overview
  • Emerging trends and issues
  • Recent cases and impacts
  • Strategies, techniques and best practices
  • Latest regulatory updates and a lot more!