Leverage Technology to Improve the Effectiveness and Efficiency of Your Employee Conflicts of Interest Monitoring


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In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and protect their business reputations. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present an in-depth discussion of the best strategies and practices in applying technology to your employee conflicts of interest and market abuse compliance programs. Speakers will also provide practical tips to avoid potential risks and pitfalls.

Key topics include:

  • Identifying the key components of an employee compliance solution
  • Scope of monitoring
  • Integrating with existing systems
  • Sourcing good quality data
  • Making the business case for technology investment
  • Determining whether to buy or build
  • Looking ahead to the future of compliance monitoring