How to Effectively Deal with the SEC’s Financial Fraud Enforcement Probes: Practical Guide in 2019


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Financial fraud has become a widespread phenomenon among businesses and companies. Either inadvertently or consciously done, such act includes the modification and alteration of financial statement data to achieve fallacious results. These fraudulent activities come with accompanying risks and pitfalls that pose threats to the company. Thus, the Securities and Exchange Commission (SEC) has implemented rigorous probes and enforcement actions for fighting fraud and avoid proliferation of financial violations.

In this LIVE Webcast, a panel of thought leaders and professionals will provide the audience with a sneak peek of the 2019 financial fraud landscape. Speakers will discuss in depth the best strategies that businesses must know in effectively dealing with the SEC's financial fraud enforcement investigations. They will also enumerate practical tips to help organizations avoid risks and other pitfalls.

Key topics include:

  • An Overview of the SEC's Financial Fraud Enforcement Probes
  • The 2019 Financial Fraud Landscape
  • Practical Strategies to Effectively Deal with the SEC Probes
  • Regulatory Enforcement Priorities
  • Notable Cases
  • Common Risks and Pitfalls
  • What Lies Ahead