SEC Investigations: What to Do and Know in 2018


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With the unceasing developments in the securities laws under the current administration, the previous year has brought significant challenges on how the Securities and Exchange Commission (SEC) carry out their enforcement activities. 2017 has also witnessed a decrease in SEC's total enforcement statistics.

However, as the new leaf turns in the securities landscape with growing complex rules, regulations and legal issues, a sudden surge of enforcement actions are expected to surface this 2018.

In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide the audience with an in-depth analysis of the fundamentals as well as recent updates in the SEC litigation landscape. Speakers will also present best practices and practical tips to avoid potential risks and pitfalls.

Key topics include:

  • SEC Investigations: A 2018 Perspective
  • Significant Court Decisions
  • Federal and State Regulatory Developments
  • Identifying Risks and Legal Pitfalls
  • Best Practices
  • What Lies Ahead