Securities Law (CLE)

Showing 1–20 of 24 results

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    Halliburton II and Fraud-on-the-Market Theory: Legal Challenges and Strategies Impacting Class Certification in 2020

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    Defending Against and Pursuing Securities Class Action Suits: Trends and Developments in 2017

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    Demystifying the Current Landscape of Broker-Dealers Amidst the COVID-19 Pandemic: What You Must Know and Do

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    Demystifying the Current Landscape of Securities Litigation: Practical Tips and Strategies You Must Know

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    Effectively Handling an SEC Enforcement Inquiry: Practical Guide for Your Firm

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    Halliburton II and Fraud-on-the-Market Theory: New Legal Challenges and Strategies Impacting Class Certification

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    Heightened Enforcement on Dually Registered Broker-Dealers and Advisers: Best Compliance Practices You Should Know

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    How to Effectively Deal with SEC Investigations and Enforcement Actions

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    Navigating the Securities Fraud Litigation Landscape: What You Need to Know

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    Proposed “Best Interest” Standard for Brokers: What Is It and Why You Need to Know

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    SEC Investigations and Enforcement Actions in 2018: Practical Tips and Strategies

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    SEC’s Heightened Enforcement on Cryptocurrency: What You Should Know and Do to Avoid Legal Risks

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    Securities and Shareholder Litigation: What Lies Ahead in 2020

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    Securities Class Action Litigation in the 2020 Landscape: What You Should Know and Do

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    Securities Class Actions: Navigating Halliburton II, Materiality and Price Impact Rule Issues

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    Significant FCPA Trends and Developments: Bolstering Your Compliance Program

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    Standard Essential Patents and FRAND Licensing: What You Should Know

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    The Continuous Growth of Securities Litigation – Exploring Opportunities and Pitfalls in 2017

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    The Ever-Complex World of ICOs Regulations: How to Maximize Opportunities and Mitigate Risks

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    The Evolving Securities Litigation Landscape: Recent Trends and Updates You Need to Know

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