Webcast Date: Dec 16, 2020 at 3:00 pm to 5:00 pm (ET)

The 2019 Supreme Court (SC) decision in Lorenzo v. SEC created a significant impact on the legal application of the …

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Webcast Date: Jan 19, 2021 at 12:00 pm to 2:00 pm (ET)

The emergence of the COVID-19 pandemic presented a myriad of challenges to the broker-dealer industry. Primarily, it has prompted a …

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Webcast Date: Feb 24, 2021 at 12:00 pm to 2:00 pm (ET)

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Webcast Date: Apr 15, 2021 at 12:00 pm to 2:00 pm (ET)

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