Establishing an Effective and Efficient Third Party Risk Management Program for Financial Institutions
07/23/2018 at 3:00 pm - 5:00 pm ET
The growing number of risks created by third party transactions has significantly affected the corporate and regulatory aspects of final institutions for the past years and this trend is expected to continue in 2018. In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought...
Leverage Technology to Improve the Effectiveness and Efficiency of Your Employee Conflicts of Interest Monitoring
06/27/2018 at 1:00 pm - 2:30 pm ET
In an increasingly regulated environment, financial institutions are focused on the management and mitigation of employee conflicts of interest and market abuse. However, many firms are still relying on inefficiency paper based processes or out-dated in-house compliance systems to mitigate risk and...